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SCHW

Charles Schwab

1,061 hedge funds and large institutions have $42.7B invested in Charles Schwab in 2019 Q3 according to their latest regulatory filings, with 93 funds opening new positions, 404 increasing their positions, 421 reducing their positions, and 122 closing their positions.

New
Increased
Maintained
Reduced
Closed

48% more call options, than puts

Call options by funds: $422M | Put options by funds: $286M

23% more funds holding in top 10

Funds holding in top 10: 3138 (+7)

2% more capital invested

Capital invested by funds: $42B → $42.7B (+$736M)

0.17% less ownership

Funds ownership: 78.43%78.27% (-0.17%)

4% less repeat investments, than reductions

Existing positions increased: 404 | Existing positions reduced: 421

3% less funds holding

Funds holding: 1,0981,061 (-37)

24% less first-time investments, than exits

New positions opened: 93 | Existing positions closed: 122

Holders
1,061
Holders Change
-37
Holders Change %
-3.37%
% of All Funds
23.27%
Holding in Top 10
38
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+22.58%
% of All Funds
0.83%
New
93
Increased
404
Reduced
421
Closed
122
Calls
$422M
Puts
$286M
Net Calls
+$137M
Net Calls Change
+$170M
Name Holding Trade Value Shares
Change
Change in
Stake
AA
776
ALPS Advisors
Colorado
$354K -$9.4K -233 -3%
RA
777
Royce & Associates
New York
$351K
PP
778
PagnatoKarp Partners
Virginia
$347K +$2.62K +65 +0.8%
HAM
779
Highstreet Asset Management
Ontario, Canada
$346K +$334K +8,266 New
MAFM
780
Mid Atlantic Financial Management
Pennsylvania
$345K -$257K -6,379 -44%
HI
781
Horizon Investments
North Carolina
$345K +$72K +1,784 +28%
BG
782
Bahl & Gaynor
Ohio
$343K
Los Angeles Capital Management
783
Los Angeles Capital Management
California
$343K
AssetMark Inc
784
AssetMark Inc
California
$337K -$47.6K -1,179 -13%
TWA
785
TCI Wealth Advisors
Arizona
$337K -$27.5K -681 -8%
HCMT
786
Highland Capital Management (Tennessee)
Tennessee
$337K -$10.8K -267 -3%
SWP
787
Stratos Wealth Partners
Ohio
$337K -$2.83K -70 -0.9%
SMC
788
Smith, Moore & Co
Missouri
$336K +$324K +8,032 New
ASC
789
Atalanta Sosnoff Capital
New York
$335K -$118K -2,930 -27%
IA
790
IFG Advisory
Georgia
$334K -$50.3K -1,247 -13%
NB
791
NBT Bank
New York
$332K -$12.1K -300 -4%
PA
792
Parallel Advisors
California
$321K +$27.4K +680 +10%
FIM
793
Freedom Investment Management
Connecticut
$319K +$23.4K +580 +8%
CC
794
Centiva Capital
New York
$318K -$132K -3,274 -30%
FA
795
Fortis Advisors
Pennsylvania
$317K
ZB
796
Zions Bancorporation
Utah
$309K -$2.74K -68 -0.9%
FB
797
Fulton Bank
Pennsylvania
$309K +$298K +7,377 New
PWM
798
Perigon Wealth Management
California
$308K -$37.4K -926 -11%
FNBT
799
FineMark National Bank & Trust
Florida
$308K +$76.3K +1,890 +35%
VFA
800
Valeo Financial Advisors
Indiana
$306K -$1.53M -37,793 -84%

SCHW Hedge Fund Activity: Q3 2019 in Review

1,061 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2019, worth a combined $42.7B — up 1.8% from $42B a quarter earlier.

Sellers outnumbered buyers: 122 funds closed out of SCHW and 93 opened new positions — a net loss of 29 holders — while 421 trimmed existing stakes and 404 added.

The largest buyer was Dodge & Cox, adding an estimated $339M. The largest seller was Edgewood Management, exiting entirely with an estimated $889M sold.

  • 1,061 institutional investors held Charles Schwab (SCHW) as of Q3 2019, down from 1,098 in Q2 2019.
  • Funds reported $42.7B of Charles Schwab stock for Q3 2019, up 1.8% quarter-over-quarter.
  • 93 funds opened new Charles Schwab positions in Q3 2019 and 122 closed out, a net change of -29 holders.
  • The largest Charles Schwab buyer in Q3 2019 was Dodge & Cox, an estimated $339M added.
  • The largest Charles Schwab seller in Q3 2019 was Edgewood Management, an estimated $889M sold.

Based on aggregated 13F filings for Q3 2019.