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SCHW

Charles Schwab
SCHW

1,207 hedge funds and large institutions have $69.8B invested in Charles Schwab in 2020 Q4 according to their latest regulatory filings, with 239 funds opening new positions, 530 increasing their positions, 318 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

251% more first-time investments, than exits

New positions opened: 239 | Existing positions closed: 68

94% more funds holding in top 10

Funds holding in top 10: 35 → 68 (+33)

72% more capital invested

Capital invested by funds: $40.6B → $69.8B (+$29.2B)

67% more repeat investments, than reductions

Existing positions increased: 530 | Existing positions reduced: 318

15% more funds holding

Funds holding: 1,048 → 1,207 (+159)

14% less call options, than puts

Call options by funds: $589M | Put options by funds: $683M

14.18% less ownership

Funds ownership: 87.12% → 72.94% (-14%)

Holders
1,207
Holders Change
+159
Holders Change %
+15.17%
% of All Funds
21.36%
Holding in Top 10
68
Holding in Top 10 Change
+33
Holding in Top 10 Change %
+94.29%
% of All Funds
1.2%
New
239
Increased
530
Reduced
318
Closed
68
Calls
$589M
Puts
$683M
Net Calls
-$93.7M
Net Calls Change
+$8.25M

Top Buyers

Rank Fund Capital Flow
1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$1.86B
2
Vanguard Group
Vanguard Group
Pennsylvania
+$1.13B
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$770M
4
State Street
State Street
Massachusetts
+$666M
5
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$590M

Top Sellers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
-$482M
2
Dodge & Cox
Dodge & Cox
California
-$481M
3
ROIC
Route One Investment Company
California
-$306M
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$139M
5
NI
Nuance Investments
Missouri
-$110M
Name Holding Trade Value Shares
Change 		Change in
Stake
BP
751
BBR Partners
New York
$651K +$589 +13 +0.1%
B
752
Bailard
California
$651K +$32.6K +720 +6%
ECM
753
Evergreen Capital Management
Washington
$638K -$2.67K -59 -0.5%
RIA
754
Realta Investment Advisors
Delaware
$638K +$272 +6 +0%
HAI
755
Hennessy Advisors Inc
California
$636K -$362K -8,000 -40%
AII
756
AGF Investments Inc
Ontario, Canada
$636K -$330K -7,300 -38%
WANY
757
Wealthspire Advisors (New York)
New York
$632K +$539K +11,916 New
RBA
758
Richard Bernstein Advisors
New York
$626K – – –
OQS
759
Occudo Quantitative Strategies
Florida
$625K +$534K +11,786 New
BOTW
760
Bank of the West
California
$622K -$156K -3,449 -23%
PIA
761
Powell Investment Advisors
Florida
$621K – – –
MAM
762
Meeder Asset Management
Ohio
$617K +$101K +2,230 +24%
KJWM
763
Kiley Juergens Wealth Management
Washington
$615K +$49.7K +1,097 +10%
SFA
764
Semmax Financial Advisors
North Carolina
$611K -$122K -2,689 -19%
HR
765
Hardy Reed
Mississippi
$592K – – –
CGL
766
Clarius Group LLC
Washington
$589K +$106K +2,333 +27%
HCA
767
Hyperion Capital Advisors
New York
$578K -$226K -5,000 -31%
DT
768
Diversified Trust
Tennessee
$578K +$494K +10,901 New
NO
769
Ninety One
South Africa
$577K – – –
RWB
770
RMR Wealth Builders
New Jersey
$576K +$58.6K +1,294 +14%
1832 Asset Management
771
1832 Asset Management
Ontario, Canada
$576K +$491K +10,837 New
LA
772
Latitude Advisors
Florida
$573K +$489K +10,806 New
SMC
773
Smith, Moore & Co
Missouri
$571K +$91 +2 +0%
YMRC
774
Yorktown Management & Research Company
Virginia
$570K +$487K +10,750 New
WS
775
Wedbush Securities
California
$569K +$18.9K +418 +4%
29 30
31
32 33

SCHW Hedge Fund Activity: Q4 2020 in Review

1,207 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q4 2020, worth a combined $69.8B — up 72% from $40.6B a quarter earlier.

Buyers outnumbered sellers: 239 funds opened new SCHW positions and 68 closed out — a net gain of 171 holders — while 530 added to existing stakes and 318 trimmed.

The largest buyer was T. Rowe Price Associates, adding an estimated $1.86B. The largest seller was Goldman Sachs, cutting an estimated $482M.

  • 1,207 institutional investors held Charles Schwab (SCHW) as of Q4 2020, up from 1,048 in Q3 2020.
  • Funds reported $69.8B of Charles Schwab stock for Q4 2020, up 72% quarter-over-quarter.
  • 239 funds opened new Charles Schwab positions in Q4 2020 and 68 closed out, a net change of +171 holders.
  • The largest Charles Schwab buyer in Q4 2020 was T. Rowe Price Associates, an estimated $1.86B added.
  • The largest Charles Schwab seller in Q4 2020 was Goldman Sachs, an estimated $482M sold.

Based on aggregated 13F filings for Q4 2020.