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SCHW

Charles Schwab

1,049 hedge funds and large institutions have $40.6B invested in Charles Schwab in 2020 Q3 according to their latest regulatory filings, with 101 funds opening new positions, 385 increasing their positions, 406 reducing their positions, and 120 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more funds holding in top 10

Funds holding in top 10: 2635 (+9)

8% more capital invested

Capital invested by funds: $37.5B → $40.6B (+$3.05B)

0.68% more ownership

Funds ownership: 86.44%87.12% (+0.68%)

5% less repeat investments, than reductions

Existing positions increased: 385 | Existing positions reduced: 406

3% less funds holding

Funds holding: 1,0771,049 (-28)

16% less first-time investments, than exits

New positions opened: 101 | Existing positions closed: 120

32% less call options, than puts

Call options by funds: $220M | Put options by funds: $322M

Holders
1,049
Holders Change
-28
Holders Change %
-2.6%
% of All Funds
21.16%
Holding in Top 10
35
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+34.62%
% of All Funds
0.71%
New
101
Increased
385
Reduced
406
Closed
120
Calls
$220M
Puts
$322M
Net Calls
-$102M
Net Calls Change
-$11.6M
Name Holding Trade Value Shares
Change
Change in
Stake
SMC
726
Smith, Moore & Co
Missouri
$390K +$5.29K +152 +1%
TH
727
TCTC Holdings
Texas
$388K
CBT
728
Central Bank & Trust
Kentucky
$387K +$487 +14 +0.1%
AT
729
Arden Trust
Delaware
$384K +$4.21K +121 +1%
FCI
730
Financial Counselors Inc
Kansas
$381K -$360K -10,359 -50%
KJWM
731
Kiley Juergens Wealth Management
Washington
$380K -$151K -4,345 -29%
RG
732
Rathbones Group
United Kingdom
$378K -$130K -3,750 -26%
RI
733
Ridgewood Investments
New Jersey
$377K +$362K +10,399 New
LOAME
734
Lombard Odier Asset Management (Europe)
United Kingdom
$374K
WS
735
Wedbush Securities
California
$373K -$38.1K -1,094 -10%
PO
736
Private Ocean
California
$371K -$242K -6,952 -40%
AIM
737
Aspen Investment Management
Michigan
$369K +$174 +5 +0%
SLAM
738
Swiss Life Asset Management
$369K -$182K -5,231 -34%
ORI
739
Oak Ridge Investments
Illinois
$366K -$9.05K -260 -3%
PIMG
740
Patriot Investment Management Group
Tennessee
$366K +$47.8K +1,374 +16%
CG
741
Colony Group
Massachusetts
$364K +$348 +10 +0.1%
BP
742
Ballentine Partners
Massachusetts
$360K -$5.29K -152 -2%
EF
743
Empirical Finance
Pennsylvania
$355K +$71.6K +2,057 +27%
EI
744
Ethic Inc
New York
$355K +$341K +9,804 New
LCM
745
Logan Capital Management
Pennsylvania
$352K -$15K -430 -4%
P
746
Pitcairn
Pennsylvania
$350K -$552K -15,859 -62%
PFM
747
Parsec Financial Management
North Carolina
$349K +$68.1K +1,958 +26%
DI
748
DAGCO Inc
Ohio
$347K -$45.2K -1,300 -12%
LWM
749
Loveless Wealth Management
Montana
$347K -$3.48K -100 -1%
RWB
750
RMR Wealth Builders
New Jersey
$347K +$14.8K +424 +5%

SCHW Hedge Fund Activity: Q3 2020 in Review

1,049 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2020, worth a combined $40.6B — up 8.1% from $37.5B a quarter earlier.

Sellers outnumbered buyers: 120 funds closed out of SCHW and 101 opened new positions — a net loss of 19 holders — while 406 trimmed existing stakes and 385 added.

The largest buyer was Wellington Management Group, adding an estimated $375M. The largest seller was Sands Capital Management, exiting entirely with an estimated $216M sold.

  • 1,049 institutional investors held Charles Schwab (SCHW) as of Q3 2020, down from 1,077 in Q2 2020.
  • Funds reported $40.6B of Charles Schwab stock for Q3 2020, up 8.1% quarter-over-quarter.
  • 101 funds opened new Charles Schwab positions in Q3 2020 and 120 closed out, a net change of -19 holders.
  • The largest Charles Schwab buyer in Q3 2020 was Wellington Management Group, an estimated $375M added.
  • The largest Charles Schwab seller in Q3 2020 was Sands Capital Management, an estimated $216M sold.

Based on aggregated 13F filings for Q3 2020.