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Charles Schwab
SCHW

Overview Fund Activity

1,059 hedge funds and large institutions have $42.7B invested in Charles Schwab in 2019 Q3 according to their latest regulatory filings, with 93 funds opening new positions, 403 increasing their positions, 420 reducing their positions, and 121 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,059
Holders Change
-36
Holders Change %
-3.29%
% of All Funds
23.26%
Holding in Top 10
37
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+23.33%
% of All Funds
0.81%
New
93
Increased
403
Reduced
420
Closed
121
Calls
$422M
Puts
$286M
Net Calls
+$137M
Net Calls Change
+$170M

Top Buyers

1
Dodge & Cox
Dodge & Cox
California
+$351M
2
GIM
Generation Investment Management
United Kingdom
+$259M
3
American Century Companies
American Century Companies
Missouri
+$232M
4
FMI
Fiduciary Management Inc
Wisconsin
+$196M
5
First Eagle Investment Management
First Eagle Investment Management
New York
+$195M

Top Sellers

1
Edgewood Management
Edgewood Management
Connecticut
-$889M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$403M
3
Capital Research Global Investors
Capital Research Global Investors
California
-$344M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$273M
5
BlackRock
BlackRock
New York
-$250M
Name Holding Trade Value Shares
Change 		Shares
Change %
CC
726
Cannell & Co
New York
$453K +$453K +10,829 New
EWM
727
Elmwood Wealth Management
California
$452K -$72.2K -1,726 -14%
APA
728
American Portfolios Advisors
New York
$451K -$104K -2,496 -19%
AA
729
Apriem Advisors
California
$449K +$150K +3,600 +50%
GAM
730
Gotham Asset Management
New York
$446K -$2M -47,808 -82%
LB
731
Legacy Bridge
Iowa
$446K -$25.1K -600 -5%
VCM
732
Virtue Capital Management
Tennessee
$446K +$446K +10,655 New
NA
733
NewEdge Advisors
Louisiana
$438K +$438K +10,489 New
AIM
734
Axiom Investment Management
New York
$428K -$34.7K -829 -7%
SIM
735
Stratos Investment Management
Ohio
$425K +$56.4K +1,348 +15%
UCFA
736
United Capital Financial Advisors
Texas
$418K -$1.34M -31,923 -76%
AIA
737
Avalon Investment & Advisory
Texas
$418K +$418K +9,992 New
USGIU
738
U.S. Global Investors (USGI)
Texas
$417K +$417K +9,968 New
CIM
739
CIM Investment Management
Pennsylvania
$414K -$46.7K -1,115 -10%
FFN
740
Focus Financial Network
Minnesota
$414K +$27.4K +656 +7%
CWM
741
Confluence Wealth Management
Oregon
$412K -$49.5K -1,184 -11%
CG
742
Caprock Group
Idaho
$410K +$410K +9,805 New
QCG
743
Quadrant Capital Group
Ohio
$409K +$40.9K +1,012 +11%
CCP
744
Corient Capital Partners
California
$408K +$172K +4,126 +73%
IAA
745
Independent Advisor Alliance
North Carolina
$403K +$34.9K +835 +9%
EFS
746
Essex Financial Services
Connecticut
$398K -$12.5K -300 -3%
STMM
747
South Texas Money Management
Texas
$398K +$398K +9,508 New
MIP
748
Marietta Investment Partners
Wisconsin
$397K -$58.6K -1,400 -13%
CM
749
Castleark Management
Illinois
$392K – – –
SCM
750
Shelton Capital Management
Colorado
$390K – – –
28 29
30
31 32