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SCHW

Charles Schwab

1,172 hedge funds and large institutions have $50.1B invested in Charles Schwab in 2019 Q4 according to their latest regulatory filings, with 206 funds opening new positions, 384 increasing their positions, 452 reducing their positions, and 78 closing their positions.

New
Increased
Maintained
Reduced
Closed

164% more first-time investments, than exits

New positions opened: 206 | Existing positions closed: 78

26% more funds holding in top 10

Funds holding in top 10: 3848 (+10)

17% more capital invested

Capital invested by funds: $42.7B → $50.1B (+$7.38B)

10% more funds holding

Funds holding: 1,0611,172 (+111)

3.84% more ownership

Funds ownership: 78.27%82.1% (+3.8%)

2% more call options, than puts

Call options by funds: $341M | Put options by funds: $334M

15% less repeat investments, than reductions

Existing positions increased: 384 | Existing positions reduced: 452

Holders
1,172
Holders Change
+111
Holders Change %
+10.46%
% of All Funds
23.09%
Holding in Top 10
48
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+26.32%
% of All Funds
0.95%
New
206
Increased
384
Reduced
452
Closed
78
Calls
$341M
Puts
$334M
Net Calls
+$7.32M
Net Calls Change
-$129M
Name Holding Trade Value Shares
Change
Change in
Stake
CICI
701
Capital Investment Counsel Inc
North Carolina
$752K +$150K +3,403 +27%
IC
702
IEQ Capital
California
$741K +$687K +15,576 New
SWMG
703
Signature Wealth Management Group
Georgia
$737K +$6.88K +156 +1%
BP
704
BBR Partners
New York
$734K +$11.9K +271 +2%
EWM
705
Empirical Wealth Management
Washington
$733K +$3.44K +78 +0.5%
CNBT
706
Canandaigua National Bank & Trust
New York
$730K -$153K -3,463 -18%
RJT
707
Raymond James Trust
Florida
$728K -$136K -3,084 -17%
ECM
708
ETrade Capital Management
Virginia
$719K +$666K +15,115 New
AFM
709
Anson Funds Management
Texas
$713K +$661K +15,000 New
NAM
710
Nexpoint Asset Management
Texas
$713K +$661K +15,000 New
CYG
711
Clean Yield Group
Vermont
$708K -$17.6K -400 -3%
HIS
712
Horizon Investment Services
Indiana
$705K +$653K +14,813 New
RIA
713
Realta Investment Advisors
Delaware
$700K +$113K +2,557 +22%
FHB
714
First Hawaiian Bank
Hawaii
$698K -$190K -4,300 -23%
NICM
715
Neo Ivy Capital Management
New York
$697K +$646K +14,659 New
MYIA
716
Mount Yale Investment Advisors
Colorado
$695K -$57.2K -1,298 -8%
UCI
717
Uncommon Cents Investing
Wisconsin
$694K -$19.8K -450 -3%
KJWM
718
Kiley Juergens Wealth Management
Washington
$691K +$641K +14,540 New
LHC
719
Little House Capital
Massachusetts
$689K -$720K -16,333 -53%
RG
720
Rathbones Group
United Kingdom
$687K -$51.6K -1,171 -7%
CBT
721
Central Bank & Trust
Kentucky
$685K +$7.41K +168 +1%
FC
722
FORA Capital
Florida
$684K +$634K +14,383 New
HCA
723
Hyperion Capital Advisors
New York
$684K +$634K +14,391 New
CSIC
724
Clifford Swan Investment Counsel
California
$679K
HA
725
Harfst & Associates
Wyoming
$679K +$27.8K +630 +5%

SCHW Hedge Fund Activity: Q4 2019 in Review

1,172 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q4 2019, worth a combined $50.1B — up 17% from $42.7B a quarter earlier.

Buyers outnumbered sellers: 206 funds opened new SCHW positions and 78 closed out — a net gain of 128 holders — while 384 added to existing stakes and 452 trimmed.

The largest buyer was Massachusetts Financial Services, adding an estimated $404M. The largest seller was T. Rowe Price Associates, cutting an estimated $442M.

  • 1,172 institutional investors held Charles Schwab (SCHW) as of Q4 2019, up from 1,061 in Q3 2019.
  • Funds reported $50.1B of Charles Schwab stock for Q4 2019, up 17% quarter-over-quarter.
  • 206 funds opened new Charles Schwab positions in Q4 2019 and 78 closed out, a net change of +128 holders.
  • The largest Charles Schwab buyer in Q4 2019 was Massachusetts Financial Services, an estimated $404M added.
  • The largest Charles Schwab seller in Q4 2019 was T. Rowe Price Associates, an estimated $442M sold.

Based on aggregated 13F filings for Q4 2019.