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SCHW

Charles Schwab

608 hedge funds and large institutions have $25.8B invested in Charles Schwab in 2013 Q4 according to their latest regulatory filings, with 89 funds opening new positions, 193 increasing their positions, 249 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

123% more first-time investments, than exits

New positions opened: 89 | Existing positions closed: 40

68% more call options, than puts

Call options by funds: $161M | Put options by funds: $96M

26% more funds holding in top 10

Funds holding in top 10: 2329 (+6)

23% more capital invested

Capital invested by funds: $21B → $25.8B (+$4.79B)

8% more funds holding

Funds holding: 561608 (+47)

0.29% less ownership

Funds ownership: 77.31%77.01% (-0.29%)

22% less repeat investments, than reductions

Existing positions increased: 193 | Existing positions reduced: 249

Holders
608
Holders Change
+47
Holders Change %
+8.38%
% of All Funds
17.65%
Holding in Top 10
29
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+26.09%
% of All Funds
0.84%
New
89
Increased
193
Reduced
249
Closed
40
Calls
$161M
Puts
$96M
Net Calls
+$65.1M
Net Calls Change
+$33.9M
Name Holding Trade Value Shares
Change
Change in
Stake
DCM
626
Dynamic Capital Management
Jersey
-$644K -30,452 Closed
FCH
627
Freestone Capital Holdings
Washington
-$580K -27,440 Closed
MMLI
628
Massachusetts Mutual Life Insurance
Massachusetts
-$568K -26,858 Closed
NCCM
629
Nine Chapters Capital Management
New Jersey
-$507K -24,000 Closed
MLL
630
Moody Lynn & Lieberson
Massachusetts
-$481K -22,732 Closed
FB
631
Fulton Bank
Pennsylvania
-$463K -21,890 Closed
Mariner
632
Mariner
Kansas
-$402K -18,997 Closed
Teacher Retirement System of Texas
633
Teacher Retirement System of Texas
Texas
-$398K -18,820 Closed
Capital Fund Management (CFM)
634
Capital Fund Management (CFM)
France
-$349K -14,627 Closed
UCFA
635
United Capital Financial Advisors
Texas
-$249K -11,770 Closed
TC
636
TradeLink Capital
Illinois
-$108K -5,100 Closed
MUMSS
637
Mitsubishi UFJ Morgan Stanley Securities
Japan
-$70K -3,320 Closed
FBC
638
Fairfield, Bush & Co
Connecticut
-$48K -2,275 Closed
Parallax Volatility Advisers
639
Parallax Volatility Advisers
California
-$53K -2,223 Closed
AA
640
Alta Advisers
United Kingdom
-$27K -1,293 Closed
Jones Financial Companies
641
Jones Financial Companies
Missouri
-$13K -597 Closed
DSC
642
Duncker Streett & Co
Missouri
-$9.3K -390 Closed
PFO
643
Pathstone Family Office
New Jersey
-$3K -125 Closed
AF
644
Arrow Financial
New York
-$2K -100 Closed
TCCM
645
Timber Creek Capital Management
Massachusetts
-$1K -70 Closed
WCM
646
Windsor Capital Management
Arizona
-$1K -50 Closed
EWM
647
Edge Wealth Management
New York
-$1K -32 Closed

SCHW Hedge Fund Activity: Q4 2013 in Review

608 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q4 2013, worth a combined $25.8B — up 23% from $21B a quarter earlier.

Buyers outnumbered sellers: 89 funds opened new SCHW positions and 40 closed out — a net gain of 49 holders — while 193 added to existing stakes and 249 trimmed.

The largest buyer was Sands Capital Management, adding an estimated $585M. The largest seller was State of Michigan Retirement System, cutting an estimated $169M.

  • 608 institutional investors held Charles Schwab (SCHW) as of Q4 2013, up from 561 in Q3 2013.
  • Funds reported $25.8B of Charles Schwab stock for Q4 2013, up 23% quarter-over-quarter.
  • 89 funds opened new Charles Schwab positions in Q4 2013 and 40 closed out, a net change of +49 holders.
  • The largest Charles Schwab buyer in Q4 2013 was Sands Capital Management, an estimated $585M added.
  • The largest Charles Schwab seller in Q4 2013 was State of Michigan Retirement System, an estimated $169M sold.

Based on aggregated 13F filings for Q4 2013.