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SCHW

Charles Schwab

1,049 hedge funds and large institutions have $40.6B invested in Charles Schwab in 2020 Q3 according to their latest regulatory filings, with 101 funds opening new positions, 385 increasing their positions, 406 reducing their positions, and 120 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more funds holding in top 10

Funds holding in top 10: 2635 (+9)

8% more capital invested

Capital invested by funds: $37.5B → $40.6B (+$3.05B)

0.68% more ownership

Funds ownership: 86.44%87.12% (+0.68%)

5% less repeat investments, than reductions

Existing positions increased: 385 | Existing positions reduced: 406

3% less funds holding

Funds holding: 1,0771,049 (-28)

16% less first-time investments, than exits

New positions opened: 101 | Existing positions closed: 120

32% less call options, than puts

Call options by funds: $220M | Put options by funds: $322M

Holders
1,049
Holders Change
-28
Holders Change %
-2.6%
% of All Funds
21.16%
Holding in Top 10
35
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+34.62%
% of All Funds
0.71%
New
101
Increased
385
Reduced
406
Closed
120
Calls
$220M
Puts
$322M
Net Calls
-$102M
Net Calls Change
-$11.6M
Name Holding Trade Value Shares
Change
Change in
Stake
RC
601
Roundview Capital
New Jersey
$811K -$19.3K -554 -2%
WKWM
602
Walter & Keenan Wealth Management
Indiana
$808K +$52.2K +1,500 +7%
HPC
603
HM Payson & Co
Maine
$798K -$55.7K -1,600 -7%
CCP
604
Corient Capital Partners
California
$795K +$31.5K +906 +4%
PA
605
Pinnacle Associates
New York
$792K +$111K +3,187 +17%
RFC
606
Regions Financial Corp
Alabama
$791K +$7.97K +229 +1%
AWM
607
Avior Wealth Management
Nebraska
$790K -$36.7K -1,054 -5%
SFS
608
Sowell Financial Services
Arkansas
$771K -$39.5K -1,136 -5%
GJIC
609
Gamble Jones Investment Counsel
California
$771K +$1.98K +57 +0.3%
LCM
610
Leisure Capital Management
California
$766K -$24K -690 -3%
Cerity Partners
611
Cerity Partners
New York
$765K +$127K +3,660 +21%
BCM
612
Brown Capital Management
Maryland
$763K -$15.5K -446 -2%
ANRIA
613
American National Registered Investment Advisor
Texas
$761K
Mercer Global Advisors
614
Mercer Global Advisors
Colorado
$756K -$341K -9,805 -32%
TCM
615
Teza Capital Management
Illinois
$754K +$724K +20,798 New
CT
616
Cambridge Trust
Massachusetts
$750K +$721K +20,711 New
RIM
617
Redpoint Investment Management
Australia
$745K -$1.24M -35,564 -63%
HAI
618
Hennessy Advisors Inc
California
$725K -$313K -9,000 -31%
AP
619
Advisor Partners
California
$725K -$7.38K -212 -1%
CP
620
Cumberland Partners
Ontario, Canada
$725K
WA
621
Wealth Alliance
New York
$723K -$23.9K -686 -3%
FSA
622
Franklin Street Advisors
North Carolina
$723K +$58.9K +1,692 +9%
BFG
623
Beacon Financial Group
Texas
$718K -$18K -517 -3%
RJT
624
Raymond James Trust
Florida
$711K +$155K +4,464 +29%
AII
625
AGF Investments Inc
Ontario, Canada
$699K +$132K +3,791 +24%

SCHW Hedge Fund Activity: Q3 2020 in Review

1,049 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2020, worth a combined $40.6B — up 8.1% from $37.5B a quarter earlier.

Sellers outnumbered buyers: 120 funds closed out of SCHW and 101 opened new positions — a net loss of 19 holders — while 406 trimmed existing stakes and 385 added.

The largest buyer was Wellington Management Group, adding an estimated $375M. The largest seller was Sands Capital Management, exiting entirely with an estimated $216M sold.

  • 1,049 institutional investors held Charles Schwab (SCHW) as of Q3 2020, down from 1,077 in Q2 2020.
  • Funds reported $40.6B of Charles Schwab stock for Q3 2020, up 8.1% quarter-over-quarter.
  • 101 funds opened new Charles Schwab positions in Q3 2020 and 120 closed out, a net change of -19 holders.
  • The largest Charles Schwab buyer in Q3 2020 was Wellington Management Group, an estimated $375M added.
  • The largest Charles Schwab seller in Q3 2020 was Sands Capital Management, an estimated $216M sold.

Based on aggregated 13F filings for Q3 2020.