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SCHW

Charles Schwab

1,172 hedge funds and large institutions have $50.1B invested in Charles Schwab in 2019 Q4 according to their latest regulatory filings, with 206 funds opening new positions, 384 increasing their positions, 452 reducing their positions, and 78 closing their positions.

New
Increased
Maintained
Reduced
Closed

164% more first-time investments, than exits

New positions opened: 206 | Existing positions closed: 78

26% more funds holding in top 10

Funds holding in top 10: 3848 (+10)

17% more capital invested

Capital invested by funds: $42.7B → $50.1B (+$7.38B)

10% more funds holding

Funds holding: 1,0611,172 (+111)

3.84% more ownership

Funds ownership: 78.27%82.1% (+3.8%)

2% more call options, than puts

Call options by funds: $341M | Put options by funds: $334M

15% less repeat investments, than reductions

Existing positions increased: 384 | Existing positions reduced: 452

Holders
1,172
Holders Change
+111
Holders Change %
+10.46%
% of All Funds
23.09%
Holding in Top 10
48
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+26.32%
% of All Funds
0.95%
New
206
Increased
384
Reduced
452
Closed
78
Calls
$341M
Puts
$334M
Net Calls
+$7.32M
Net Calls Change
-$129M
Name Holding Trade Value Shares
Change
Change in
Stake
KRSITF
601
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$1.29M -$16.2K -367 -1%
OAMG
602
Odey Asset Management Group
United Kingdom
$1.28M
BBHC
603
Brown Brothers Harriman & Co
New York
$1.28M +$160K +3,619 +16%
FDCDDQ
604
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.25M +$209K +4,751 +22%
GCP
605
GSA Capital Partners
United Kingdom
$1.25M +$1.16M +26,269 New
CT
606
Caldwell Trust
Florida
$1.25M +$1.15M +26,179 New
BRWA
607
B. Riley Wealth Advisors
Florida
$1.24M -$54.3K -1,232 -5%
LSC
608
Lyon Street Capital
California
$1.24M +$1.15M +26,000 New
Cetera Investment Advisers
609
Cetera Investment Advisers
Illinois
$1.24M +$33.4K +758 +3%
LCM
610
Leisure Capital Management
California
$1.23M -$188K -4,271 -14%
FMT
611
First Mercantile Trust
Tennessee
$1.22M -$99.4K -2,256 -8%
OA
612
Oxbow Advisors
Texas
$1.2M -$3.39M -76,850 -75%
WAM
613
Wealthspire Advisors (Maryland)
Maryland
$1.2M -$314K -7,119 -22%
IR
614
IAT Reinsurance
New York
$1.19M
NSEDCP
615
NJ State Employees Deferred Compensation Plan
New Jersey
$1.19M
P
616
Pitcairn
Pennsylvania
$1.17M +$131K +2,961 +14%
PI
617
PHH Investments
Texas
$1.17M +$1.08M +24,593 New
RBA
618
Richard Bernstein Advisors
New York
$1.16M -$2.17M -49,199 -67%
1WA
619
180 Wealth Advisors
Washington
$1.14M +$151K +3,427 +17%
Squarepoint
620
Squarepoint
New York
$1.14M +$1.05M +23,915 New
Mercer Global Advisors
621
Mercer Global Advisors
Colorado
$1.13M -$144K -3,278 -12%
NAMP
622
NorthStar Asset Management (Pennsylvania)
Pennsylvania
$1.13M +$4.41K +100 +0.4%
TCM
623
Teza Capital Management
Illinois
$1.13M +$1.05M +23,737 New
S
624
Seeyond
France
$1.12M -$75.8K -1,719 -7%
PAM
625
Palisade Asset Management
Minnesota
$1.12M

SCHW Hedge Fund Activity: Q4 2019 in Review

1,172 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q4 2019, worth a combined $50.1B — up 17% from $42.7B a quarter earlier.

Buyers outnumbered sellers: 206 funds opened new SCHW positions and 78 closed out — a net gain of 128 holders — while 384 added to existing stakes and 452 trimmed.

The largest buyer was Massachusetts Financial Services, adding an estimated $404M. The largest seller was T. Rowe Price Associates, cutting an estimated $442M.

  • 1,172 institutional investors held Charles Schwab (SCHW) as of Q4 2019, up from 1,061 in Q3 2019.
  • Funds reported $50.1B of Charles Schwab stock for Q4 2019, up 17% quarter-over-quarter.
  • 206 funds opened new Charles Schwab positions in Q4 2019 and 78 closed out, a net change of +128 holders.
  • The largest Charles Schwab buyer in Q4 2019 was Massachusetts Financial Services, an estimated $404M added.
  • The largest Charles Schwab seller in Q4 2019 was T. Rowe Price Associates, an estimated $442M sold.

Based on aggregated 13F filings for Q4 2019.