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SCHW

Charles Schwab

1,049 hedge funds and large institutions have $40.6B invested in Charles Schwab in 2020 Q3 according to their latest regulatory filings, with 101 funds opening new positions, 385 increasing their positions, 406 reducing their positions, and 120 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more funds holding in top 10

Funds holding in top 10: 2635 (+9)

8% more capital invested

Capital invested by funds: $37.5B → $40.6B (+$3.05B)

0.68% more ownership

Funds ownership: 86.44%87.12% (+0.68%)

5% less repeat investments, than reductions

Existing positions increased: 385 | Existing positions reduced: 406

3% less funds holding

Funds holding: 1,0771,049 (-28)

16% less first-time investments, than exits

New positions opened: 101 | Existing positions closed: 120

32% less call options, than puts

Call options by funds: $220M | Put options by funds: $322M

Holders
1,049
Holders Change
-28
Holders Change %
-2.6%
% of All Funds
21.16%
Holding in Top 10
35
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+34.62%
% of All Funds
0.71%
New
101
Increased
385
Reduced
406
Closed
120
Calls
$220M
Puts
$322M
Net Calls
-$102M
Net Calls Change
-$11.6M
Name Holding Trade Value Shares
Change
Change in
Stake
WG
576
Winton Group
United Kingdom
$956K -$3.6M -103,421 -80%
VFA
577
Voya Financial Advisors
Connecticut
$955K -$58K -1,667 -6%
EOJOAM
578
E. Ohman J:or Asset Management
Sweden
$946K
AL
579
Aspiriant LLC
California
$930K -$84.4K -2,425 -9%
IG
580
ING Group
Netherlands
$930K +$556K +15,976 +165%
Wolverine Trading
581
Wolverine Trading
Illinois
$928K -$808K -23,228 -47%
KIA
582
KCM Investment Advisors
California
$915K -$275K -7,907 -24%
ABC
583
Associated Banc-Corp
Wisconsin
$913K +$514K +14,775 +142%
IR
584
IAT Reinsurance
New York
$906K
NSEDCP
585
NJ State Employees Deferred Compensation Plan
New Jersey
$906K
AWS
586
AJ Wealth Strategies
New York
$889K -$8.87K -255 -1%
CFB
587
Cullen/Frost Bankers
Texas
$888K -$358K -10,303 -30%
TRCT
588
Tower Research Capital (TRC)
New York
$886K -$5.57M -160,208 -87%
MCM
589
MAI Capital Management
Ohio
$875K +$5.43K +156 +0.7%
TF
590
TIAA FSB
Florida
$874K -$1.77K -51 -0.2%
RWA
591
Ropes Wealth Advisors
Massachusetts
$863K +$42.1K +1,210 +5%
VI
592
Vestcor Inc
New Brunswick, Canada
$862K -$18.8K -540 -2%
LIA
593
LS Investment Advisors
Michigan
$860K +$20.8K +599 +3%
BCM
594
Basswood Capital Management
New York
$859K -$5.05M -145,051 -86%
PAM
595
Palisade Asset Management
Minnesota
$854K
WJWM
596
Williams Jones Wealth Management
New York
$845K +$432K +12,409 +114%
NGA
597
Naples Global Advisors
Florida
$844K +$77.9K +2,240 +11%
SFO
598
Stokes Family Office
Louisiana
$838K -$214K -6,144 -21%
NHC
599
Nicholas Hoffman & Company
Georgia
$832K +$245K +7,053 +44%
NAMP
600
NorthStar Asset Management (Pennsylvania)
Pennsylvania
$825K -$38.8K -1,115 -5%

SCHW Hedge Fund Activity: Q3 2020 in Review

1,049 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2020, worth a combined $40.6B — up 8.1% from $37.5B a quarter earlier.

Sellers outnumbered buyers: 120 funds closed out of SCHW and 101 opened new positions — a net loss of 19 holders — while 406 trimmed existing stakes and 385 added.

The largest buyer was Wellington Management Group, adding an estimated $375M. The largest seller was Sands Capital Management, exiting entirely with an estimated $216M sold.

  • 1,049 institutional investors held Charles Schwab (SCHW) as of Q3 2020, down from 1,077 in Q2 2020.
  • Funds reported $40.6B of Charles Schwab stock for Q3 2020, up 8.1% quarter-over-quarter.
  • 101 funds opened new Charles Schwab positions in Q3 2020 and 120 closed out, a net change of -19 holders.
  • The largest Charles Schwab buyer in Q3 2020 was Wellington Management Group, an estimated $375M added.
  • The largest Charles Schwab seller in Q3 2020 was Sands Capital Management, an estimated $216M sold.

Based on aggregated 13F filings for Q3 2020.