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SCHW

Charles Schwab
SCHW

561 hedge funds and large institutions have $21B invested in Charles Schwab in 2013 Q3 according to their latest regulatory filings, with 63 funds opening new positions, 196 increasing their positions, 225 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more first-time investments, than exits

New positions opened: 63 | Existing positions closed: 30

34% more call options, than puts

Call options by funds: $122M | Put options by funds: $91M

5% more funds holding

Funds holding: 533 → 561 (+28)

0% more capital invested

Capital invested by funds: $21B → $21B (+$55.5M)

0.19% more ownership

Funds ownership: 77.11% → 77.31% (+0.19%)

13% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 225

26% less funds holding in top 10

Funds holding in top 10: 31 → 23 (-8)

Holders
561
Holders Change
+28
Holders Change %
+5.25%
% of All Funds
18.18%
Holding in Top 10
23
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-25.81%
% of All Funds
0.75%
New
63
Increased
196
Reduced
225
Closed
30
Calls
$122M
Puts
$91M
Net Calls
+$31.2M
Net Calls Change
-$23M

Top Buyers

Rank Fund Capital Flow
1
Sands Capital Management
Sands Capital Management
Virginia
+$394M
2
GIM
Generation Investment Management
United Kingdom
+$135M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Deutsche Bank
Deutsche Bank
Germany
+$102M
5
Wells Fargo
Wells Fargo
California
+$63.9M

Top Sellers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
-$196M
2
Boston Partners
Boston Partners
Massachusetts
-$116M
3
WRF
Waddell & Reed Financial
Kansas
-$90.8M
4
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
-$88.3M
5
PC
PointState Capital
New York
-$81.3M
Name Holding Trade Value Shares
Change 		Change in
Stake
FCI
576
Financial Counselors Inc
Kansas
– -$215K -10,117 Closed
UBWV
577
United Bank (West Virginia)
West Virginia
– -$206K -9,675 Closed
MYLI
578
Meiji Yasuda Life Insurance
Japan
– -$201K -9,455 Closed
PFC
579
Poplar Forest Capital
California
– -$201K -9,450 Closed
HF
580
Hoxton Financial
West Virginia
– -$66K -3,112 Closed
FHB
581
First Hawaiian Bank
Hawaii
– -$30K -1,410 Closed
WC
582
Whitnell & Co
Illinois
– -$21K -1,002 Closed
CCT
583
Capital City Trust
Florida
– -$13K -604 Closed
TSWM
584
Triangle Securities Wealth Management
North Carolina
– -$12K -570 Closed
JFGIW
585
Johnson Financial Group Inc (Wisconsin)
Wisconsin
– -$7K -340 Closed
FHA
586
First Horizon Advisors
Tennessee
– -$3K -157 Closed
WF
587
WealthTrust Fairport
Ohio
– -$3K -125 Closed
DAM
588
Delta Asset Management
Tennessee
– -$2K -106 Closed
JAM
589
Jolley Asset Management
North Carolina
– -$1K -70 Closed
FWM
590
Focused Wealth Management
New York
– +$22 +1 New
20 21 22 23
24

SCHW Hedge Fund Activity: Q3 2013 in Review

561 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2013, worth a combined $21B — up 0.26% from $21B a quarter earlier.

Buyers outnumbered sellers: 63 funds opened new SCHW positions and 30 closed out — a net gain of 33 holders — while 196 added to existing stakes and 225 trimmed.

The largest buyer was Sands Capital Management, opening a new position worth an estimated $394M. The largest seller was JP Morgan Chase, cutting an estimated $196M.

  • 561 institutional investors held Charles Schwab (SCHW) as of Q3 2013, up from 533 in Q2 2013.
  • Funds reported $21B of Charles Schwab stock for Q3 2013, up 0.26% quarter-over-quarter.
  • 63 funds opened new Charles Schwab positions in Q3 2013 and 30 closed out, a net change of +33 holders.
  • The largest Charles Schwab buyer in Q3 2013 was Sands Capital Management, an estimated $394M added.
  • The largest Charles Schwab seller in Q3 2013 was JP Morgan Chase, an estimated $196M sold.

Based on aggregated 13F filings for Q3 2013.