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SCHW

Charles Schwab

608 hedge funds and large institutions have $25.8B invested in Charles Schwab in 2013 Q4 according to their latest regulatory filings, with 89 funds opening new positions, 193 increasing their positions, 249 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

123% more first-time investments, than exits

New positions opened: 89 | Existing positions closed: 40

68% more call options, than puts

Call options by funds: $161M | Put options by funds: $96M

26% more funds holding in top 10

Funds holding in top 10: 2329 (+6)

23% more capital invested

Capital invested by funds: $21B → $25.8B (+$4.79B)

8% more funds holding

Funds holding: 561608 (+47)

0.29% less ownership

Funds ownership: 77.31%77.01% (-0.29%)

22% less repeat investments, than reductions

Existing positions increased: 193 | Existing positions reduced: 249

Holders
608
Holders Change
+47
Holders Change %
+8.38%
% of All Funds
17.65%
Holding in Top 10
29
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+26.09%
% of All Funds
0.84%
New
89
Increased
193
Reduced
249
Closed
40
Calls
$161M
Puts
$96M
Net Calls
+$65.1M
Net Calls Change
+$33.9M
Name Holding Trade Value Shares
Change
Change in
Stake
PTC
551
Private Trust Company
Ohio
$95K -$36.8K -1,543 -30%
BPBT
552
Boston Private Bank & Trust
Massachusetts
$86K +$20.5K +858 +35%
CCS
553
Crosspoint Capital Strategies
California
$83K +$73.9K +3,100 New
JIC
554
Joel Isaacson & Co
New York
$78K -$477K -20,000 -87%
TF
555
Tompkins Financial
New York
$77K
Creative Planning
556
Creative Planning
Kansas
$75K -$20.2K -848 -23%
PR
557
Payden & Rygel
California
$68K
PI
558
PineBridge Investments
New York
$64K +$58.9K +2,469 New
MCM
559
Manchester Capital Management
Vermont
$56K
IC
560
IKOS CIF
Cyprus
$55K -$1.28M -53,818 -96%
HFM
561
Hartford Financial Management
Connecticut
$54K -$23.8K -1,000 -32%
MAM
562
Mizuho Asset Management
Japan
$53K -$20.9K -875 -30%
LWM
563
Lenox Wealth Management
Ohio
$49K +$45.2K +1,895 New
WA
564
WealthTrust-Arizona
Arizona
$48K -$14.6K -611 -25%
HRIA
565
Haberer Registered Investment Advisor
Ohio
$47K
ECM
566
ETrade Capital Management
Virginia
$46K -$1.93K -81 -4%
IMS
567
Index Management Solutions
Pennsylvania
$45K +$9.49K +398 +30%
Carson Wealth (CWM LLC)
568
Carson Wealth (CWM LLC)
Nebraska
$40K +$334 +14 +0.9%
S
569
SignatureFD
Georgia
$39K
Manulife (Manufacturers Life Insurance)
570
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$29.5K -$2.96M -124,255 -10%
PIM
571
Progressive Investment Management
Oregon
$29K +$72 +3 +0.3%
LWCFA
572
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$28K
EFSCE
573
Enterprise Financial Services Corp (EFSC)
Missouri
$28K +$1.31K +55 +5%
CG
574
Colony Group
Massachusetts
$27K +$24.4K +1,024 New
WA
575
WFG Advisors
Texas
$26K -$477 -20 -2%

SCHW Hedge Fund Activity: Q4 2013 in Review

608 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q4 2013, worth a combined $25.8B — up 23% from $21B a quarter earlier.

Buyers outnumbered sellers: 89 funds opened new SCHW positions and 40 closed out — a net gain of 49 holders — while 193 added to existing stakes and 249 trimmed.

The largest buyer was Sands Capital Management, adding an estimated $585M. The largest seller was State of Michigan Retirement System, cutting an estimated $169M.

  • 608 institutional investors held Charles Schwab (SCHW) as of Q4 2013, up from 561 in Q3 2013.
  • Funds reported $25.8B of Charles Schwab stock for Q4 2013, up 23% quarter-over-quarter.
  • 89 funds opened new Charles Schwab positions in Q4 2013 and 40 closed out, a net change of +49 holders.
  • The largest Charles Schwab buyer in Q4 2013 was Sands Capital Management, an estimated $585M added.
  • The largest Charles Schwab seller in Q4 2013 was State of Michigan Retirement System, an estimated $169M sold.

Based on aggregated 13F filings for Q4 2013.