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SCHW

Charles Schwab

561 hedge funds and large institutions have $21B invested in Charles Schwab in 2013 Q3 according to their latest regulatory filings, with 63 funds opening new positions, 196 increasing their positions, 225 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more first-time investments, than exits

New positions opened: 63 | Existing positions closed: 30

34% more call options, than puts

Call options by funds: $122M | Put options by funds: $91M

5% more funds holding

Funds holding: 533561 (+28)

0% more capital invested

Capital invested by funds: $21B → $21B (+$55.5M)

0.19% more ownership

Funds ownership: 77.11%77.31% (+0.19%)

13% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 225

26% less funds holding in top 10

Funds holding in top 10: 3123 (-8)

Holders
561
Holders Change
+28
Holders Change %
+5.25%
% of All Funds
18.18%
Holding in Top 10
23
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-25.81%
% of All Funds
0.75%
New
63
Increased
196
Reduced
225
Closed
30
Calls
$122M
Puts
$91M
Net Calls
+$31.2M
Net Calls Change
-$23M
Name Holding Trade Value Shares
Change
Change in
Stake
Manulife (Manufacturers Life Insurance)
526
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$26.6K +$2.2M +101,090 +9%
HCM
527
Highlander Capital Management
New Jersey
$23.4K
PIM
528
Progressive Investment Management
Oregon
$23K +$65 +3 +0.3%
WA
529
WFG Advisors
Texas
$22K +$22 +1 +0.1%
EFSCE
530
Enterprise Financial Services Corp (EFSC)
Missouri
$22K +$13.9K +641 +161%
LWCFA
531
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$22K +$14.8K +679 +176%
First Eagle Investment Management
532
First Eagle Investment Management
New York
$19K
RA
533
Rational Advisors
New York
$17K
Toronto Dominion Bank
534
Toronto Dominion Bank
Ontario, Canada
$14K
TCOV
535
Trust Company of Vermont
Vermont
$14K
HR
536
Howe & Rusling
New York
$13K -$696 -32 -5%
Jones Financial Companies
537
Jones Financial Companies
Missouri
$13K +$8.87K +408 +216%
PSI
538
Pinnacle Summer Investments
Virginia
$12K -$9.41K -433 -42%
MFS
539
MSI Financial Services
Massachusetts
$10K
NIM
540
NuWave Investment Management
New Jersey
$10K +$848 +39 +9%
DSC
541
Duncker Streett & Co
Missouri
$8K +$22 +1 +0.3%
MWP
542
MYCIO Wealth Partners
Pennsylvania
$7K +$22 +1 +0.3%
ACM
543
Aviance Capital Management
Florida
$7K +$6.91K +318 New
Bessemer Group
544
Bessemer Group
New Jersey
$6K -$16.1K -740 -71%
DBT
545
Dubuque Bank & Trust
Iowa
$6K
PAS
546
Partnervest Advisory Services
California
$6K
FPCG
547
Fort Pitt Capital Group
Pennsylvania
$5.02K -$65 -3 -1%
BAM
548
Barrett Asset Management
New York
$5K
NC
549
NewSquare Capital
Pennsylvania
$4K +$3.7K +170 New
CAW
550
Cornerstone Advisors (Washington)
Washington
$3K

SCHW Hedge Fund Activity: Q3 2013 in Review

561 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2013, worth a combined $21B — up 0.26% from $21B a quarter earlier.

Buyers outnumbered sellers: 63 funds opened new SCHW positions and 30 closed out — a net gain of 33 holders — while 196 added to existing stakes and 225 trimmed.

The largest buyer was Sands Capital Management, opening a new position worth an estimated $394M. The largest seller was JP Morgan Chase, cutting an estimated $196M.

  • 561 institutional investors held Charles Schwab (SCHW) as of Q3 2013, up from 533 in Q2 2013.
  • Funds reported $21B of Charles Schwab stock for Q3 2013, up 0.26% quarter-over-quarter.
  • 63 funds opened new Charles Schwab positions in Q3 2013 and 30 closed out, a net change of +33 holders.
  • The largest Charles Schwab buyer in Q3 2013 was Sands Capital Management, an estimated $394M added.
  • The largest Charles Schwab seller in Q3 2013 was JP Morgan Chase, an estimated $196M sold.

Based on aggregated 13F filings for Q3 2013.