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SCHW

Charles Schwab

1,172 hedge funds and large institutions have $50.1B invested in Charles Schwab in 2019 Q4 according to their latest regulatory filings, with 206 funds opening new positions, 384 increasing their positions, 452 reducing their positions, and 78 closing their positions.

New
Increased
Maintained
Reduced
Closed

164% more first-time investments, than exits

New positions opened: 206 | Existing positions closed: 78

26% more funds holding in top 10

Funds holding in top 10: 3848 (+10)

17% more capital invested

Capital invested by funds: $42.7B → $50.1B (+$7.38B)

10% more funds holding

Funds holding: 1,0611,172 (+111)

3.84% more ownership

Funds ownership: 78.27%82.1% (+3.8%)

2% more call options, than puts

Call options by funds: $341M | Put options by funds: $334M

15% less repeat investments, than reductions

Existing positions increased: 384 | Existing positions reduced: 452

Holders
1,172
Holders Change
+111
Holders Change %
+10.46%
% of All Funds
23.09%
Holding in Top 10
48
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+26.32%
% of All Funds
0.95%
New
206
Increased
384
Reduced
452
Closed
78
Calls
$341M
Puts
$334M
Net Calls
+$7.32M
Net Calls Change
-$129M
Name Holding Trade Value Shares
Change
Change in
Stake
CCM
501
Condor Capital Management
New Jersey
$2.13M -$12.7K -289 -0.6%
NMIMC
502
Northwestern Mutual Investment Management Company
Wisconsin
$2.11M +$4.72K +107 +0.2%
Parallax Volatility Advisers
503
Parallax Volatility Advisers
California
$2.09M -$344K -7,813 -15%
CIBC World Market
504
CIBC World Market
Ontario, Canada
$2.09M -$25.2K -571 -1%
CAS
505
Cascadia Advisory Services
Oregon
$2.09M +$1.93M +43,858 New
BC
506
Brinker Capital
Pennsylvania
$2.07M -$1.82M -41,389 -49%
SCA
507
Snowden Capital Advisors
New York
$2M +$29.4K +667 +2%
CIC
508
Cornercap Investment Counsel
Georgia
$1.98M -$1.91M -43,411 -51%
NIC
509
Northwest Investment Counselors
Oregon
$1.98M +$241K +5,469 +15%
CB
510
Commerce Bank
Missouri
$1.97M -$5.25M -119,139 -74%
DY
511
Dowling & Yahnke
California
$1.96M +$41.3K +937 +2%
CFB
512
Cullen/Frost Bankers
Texas
$1.96M -$1.11M -25,283 -38%
AWM
513
AE Wealth Management
Kansas
$1.95M +$783K +17,760 +76%
WOC
514
West Oak Capital
California
$1.95M -$91K -2,065 -5%
B
515
Barings
North Carolina
$1.94M +$144K +3,262 +9%
PPSG
516
Princeton Portfolio Strategies Group
New Jersey
$1.94M -$279K -6,330 -13%
RIA
517
Regal Investment Advisors
Michigan
$1.91M -$29.9K -679 -2%
SCM
518
SOL Capital Management
Maryland
$1.89M +$36.4K +826 +2%
CTC
519
Central Trust Company
Missouri
$1.89M -$931K -21,113 -35%
KC
520
Kellner Capital
New York
$1.88M +$1.74M +39,555 New
SBH
521
Segall Bryant & Hamill
Illinois
$1.87M -$534K -12,124 -24%
SS
522
Simplicity Solutions
Minnesota
$1.86M +$738K +16,746 +75%
TAM
523
Trillium Asset Management
Massachusetts
$1.85M
OWD
524
Osborn Williams & Donohoe
Ohio
$1.82M -$302K -6,860 -15%
Fifth Third Bancorp
525
Fifth Third Bancorp
Ohio
$1.82M -$12.4K -281 -0.7%

SCHW Hedge Fund Activity: Q4 2019 in Review

1,172 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q4 2019, worth a combined $50.1B — up 17% from $42.7B a quarter earlier.

Buyers outnumbered sellers: 206 funds opened new SCHW positions and 78 closed out — a net gain of 128 holders — while 384 added to existing stakes and 452 trimmed.

The largest buyer was Massachusetts Financial Services, adding an estimated $404M. The largest seller was T. Rowe Price Associates, cutting an estimated $442M.

  • 1,172 institutional investors held Charles Schwab (SCHW) as of Q4 2019, up from 1,061 in Q3 2019.
  • Funds reported $50.1B of Charles Schwab stock for Q4 2019, up 17% quarter-over-quarter.
  • 206 funds opened new Charles Schwab positions in Q4 2019 and 78 closed out, a net change of +128 holders.
  • The largest Charles Schwab buyer in Q4 2019 was Massachusetts Financial Services, an estimated $404M added.
  • The largest Charles Schwab seller in Q4 2019 was T. Rowe Price Associates, an estimated $442M sold.

Based on aggregated 13F filings for Q4 2019.