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SCHW

Charles Schwab

1,061 hedge funds and large institutions have $42.7B invested in Charles Schwab in 2019 Q3 according to their latest regulatory filings, with 93 funds opening new positions, 404 increasing their positions, 421 reducing their positions, and 122 closing their positions.

New
Increased
Maintained
Reduced
Closed

48% more call options, than puts

Call options by funds: $422M | Put options by funds: $286M

23% more funds holding in top 10

Funds holding in top 10: 3138 (+7)

2% more capital invested

Capital invested by funds: $42B → $42.7B (+$736M)

0.17% less ownership

Funds ownership: 78.43%78.27% (-0.17%)

4% less repeat investments, than reductions

Existing positions increased: 404 | Existing positions reduced: 421

3% less funds holding

Funds holding: 1,0981,061 (-37)

24% less first-time investments, than exits

New positions opened: 93 | Existing positions closed: 122

Holders
1,061
Holders Change
-37
Holders Change %
-3.37%
% of All Funds
23.27%
Holding in Top 10
38
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+22.58%
% of All Funds
0.83%
New
93
Increased
404
Reduced
421
Closed
122
Calls
$422M
Puts
$286M
Net Calls
+$137M
Net Calls Change
+$170M
Name Holding Trade Value Shares
Change
Change in
Stake
CCM
501
Condor Capital Management
New Jersey
$1.89M +$47.9K +1,188 +3%
CIBC World Market
502
CIBC World Market
Ontario, Canada
$1.86M -$85.2K -2,111 -5%
LRPA
503
L. Roy Papp & Associates
Arizona
$1.85M -$992K -24,587 -36%
NMIMC
504
Northwestern Mutual Investment Management Company
Wisconsin
$1.85M -$30.8K -764 -2%
LPIC
505
LeJeune Puetz Investment Counsel
Michigan
$1.85M
CP
506
Cumberland Partners
Ontario, Canada
$1.85M +$121K +3,000 +7%
HCM
507
HMS Capital Management
Tennessee
$1.82M +$1.49M +37,041 New
FFA
508
First Foundation Advisors
California
$1.82M -$174K -4,300 -9%
ECM
509
Element Capital Management
New York
$1.81M +$1.75M +43,280 New
WOC
510
West Oak Capital
California
$1.8M +$53.5K +1,325 +3%
RIM
511
Redpoint Investment Management
Australia
$1.8M +$489K +12,116 +39%
PSUF
512
People's United Financial
Connecticut
$1.77M +$9.77K +242 +0.6%
Jane Street
513
Jane Street
New York
$1.76M +$170K +4,212 +11%
SCA
514
Snowden Capital Advisors
New York
$1.73M +$1.67M +41,384 New
RIA
515
Regal Investment Advisors
Michigan
$1.71M -$39.8K -987 -2%
Cerity Partners
516
Cerity Partners
New York
$1.7M +$1.07M +26,486 +187%
PAM
517
Panagora Asset Management
Massachusetts
$1.7M -$127K -3,138 -7%
1SB
518
1ST Source Bank
Indiana
$1.7M -$1.07M -26,543 -40%
DY
519
Dowling & Yahnke
California
$1.68M -$206K -5,115 -11%
CIA
520
CSat Investment Advisory
Michigan
$1.67M +$86.1K +2,134 +6%
BCM
521
BlueMar Capital Management
Florida
$1.64M +$1.58M +39,200 New
TAM
522
Trillium Asset Management
Massachusetts
$1.63M
SCM
523
SOL Capital Management
Maryland
$1.63M +$109K +2,700 +7%
AL
524
Aspiriant LLC
California
$1.63M -$131K -3,235 -8%
Fifth Third Bancorp
525
Fifth Third Bancorp
Ohio
$1.61M -$91.7K -2,273 -6%

SCHW Hedge Fund Activity: Q3 2019 in Review

1,061 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2019, worth a combined $42.7B — up 1.8% from $42B a quarter earlier.

Sellers outnumbered buyers: 122 funds closed out of SCHW and 93 opened new positions — a net loss of 29 holders — while 421 trimmed existing stakes and 404 added.

The largest buyer was Dodge & Cox, adding an estimated $339M. The largest seller was Edgewood Management, exiting entirely with an estimated $889M sold.

  • 1,061 institutional investors held Charles Schwab (SCHW) as of Q3 2019, down from 1,098 in Q2 2019.
  • Funds reported $42.7B of Charles Schwab stock for Q3 2019, up 1.8% quarter-over-quarter.
  • 93 funds opened new Charles Schwab positions in Q3 2019 and 122 closed out, a net change of -29 holders.
  • The largest Charles Schwab buyer in Q3 2019 was Dodge & Cox, an estimated $339M added.
  • The largest Charles Schwab seller in Q3 2019 was Edgewood Management, an estimated $889M sold.

Based on aggregated 13F filings for Q3 2019.