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SCHW

Charles Schwab

561 hedge funds and large institutions have $21B invested in Charles Schwab in 2013 Q3 according to their latest regulatory filings, with 63 funds opening new positions, 196 increasing their positions, 225 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more first-time investments, than exits

New positions opened: 63 | Existing positions closed: 30

34% more call options, than puts

Call options by funds: $122M | Put options by funds: $91M

5% more funds holding

Funds holding: 533561 (+28)

0% more capital invested

Capital invested by funds: $21B → $21B (+$55.5M)

0.19% more ownership

Funds ownership: 77.11%77.31% (+0.19%)

13% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 225

26% less funds holding in top 10

Funds holding in top 10: 3123 (-8)

Holders
561
Holders Change
+28
Holders Change %
+5.25%
% of All Funds
18.18%
Holding in Top 10
23
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-25.81%
% of All Funds
0.75%
New
63
Increased
196
Reduced
225
Closed
30
Calls
$122M
Puts
$91M
Net Calls
+$31.2M
Net Calls Change
-$23M
Name Holding Trade Value Shares
Change
Change in
Stake
PTC
501
Private Trust Company
Ohio
$110K +$7.74K +356 +7%
TC
502
TradeLink Capital
Illinois
$108K +$111K +5,100 New
CFA
503
Carroll Financial Associates
North Carolina
$95K
CAM
504
Cacti Asset Management
Georgia
$85K
RFA
505
Reilly Financial Advisors
California
$82K -$8.09K -372 -9%
Creative Planning
506
Creative Planning
Kansas
$79K +$22.5K +1,037 +38%
LIA
507
LS Investment Advisors
Michigan
$78K +$44.2K +2,033 +123%
SF
508
Synovus Financial
Georgia
$77K -$2.83K -130 -3%
MUMSS
509
Mitsubishi UFJ Morgan Stanley Securities
Japan
$70K +$54.4K +2,500 +305%
HFM
510
Hartford Financial Management
Connecticut
$65K -$21.7K -1,000 -25%
TF
511
Tompkins Financial
New York
$63K +$13.6K +624 +27%
MAM
512
Mizuho Asset Management
Japan
$62K +$21.6K +994 +52%
PR
513
Payden & Rygel
California
$56K
BPBT
514
Boston Private Bank & Trust
Massachusetts
$52K -$6.52K -300 -11%
WA
515
WealthTrust-Arizona
Arizona
$52K -$5.3K -244 -9%
FBC
516
Fairfield, Bush & Co
Connecticut
$48K -$375K -17,225 -88%
Parallax Volatility Advisers
517
Parallax Volatility Advisers
California
$47K +$29.9K +1,374 +162%
MCM
518
Manchester Capital Management
Vermont
$46K +$11.5K +531 +32%
ECM
519
ETrade Capital Management
Virginia
$39K +$8.52K +392 +27%
HRIA
520
Haberer Registered Investment Advisor
Ohio
$38K -$21.7K -1,000 -36%
S
521
SignatureFD
Georgia
$32K
P
522
Pitcairn
Pennsylvania
$32K +$32.6K +1,498 New
Carson Wealth (CWM LLC)
523
Carson Wealth (CWM LLC)
Nebraska
$32K +$33.1K +1,522 New
IMS
524
Index Management Solutions
Pennsylvania
$28K +$28.8K +1,325 New
AA
525
Alta Advisers
United Kingdom
$27K -$28.6K -1,316 -50%

SCHW Hedge Fund Activity: Q3 2013 in Review

561 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2013, worth a combined $21B — up 0.26% from $21B a quarter earlier.

Buyers outnumbered sellers: 63 funds opened new SCHW positions and 30 closed out — a net gain of 33 holders — while 196 added to existing stakes and 225 trimmed.

The largest buyer was Sands Capital Management, opening a new position worth an estimated $394M. The largest seller was JP Morgan Chase, cutting an estimated $196M.

  • 561 institutional investors held Charles Schwab (SCHW) as of Q3 2013, up from 533 in Q2 2013.
  • Funds reported $21B of Charles Schwab stock for Q3 2013, up 0.26% quarter-over-quarter.
  • 63 funds opened new Charles Schwab positions in Q3 2013 and 30 closed out, a net change of +33 holders.
  • The largest Charles Schwab buyer in Q3 2013 was Sands Capital Management, an estimated $394M added.
  • The largest Charles Schwab seller in Q3 2013 was JP Morgan Chase, an estimated $196M sold.

Based on aggregated 13F filings for Q3 2013.