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SCHW

Charles Schwab

561 hedge funds and large institutions have $21B invested in Charles Schwab in 2013 Q3 according to their latest regulatory filings, with 63 funds opening new positions, 196 increasing their positions, 225 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more first-time investments, than exits

New positions opened: 63 | Existing positions closed: 30

34% more call options, than puts

Call options by funds: $122M | Put options by funds: $91M

5% more funds holding

Funds holding: 533561 (+28)

0% more capital invested

Capital invested by funds: $21B → $21B (+$55.5M)

0.19% more ownership

Funds ownership: 77.11%77.31% (+0.19%)

13% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 225

26% less funds holding in top 10

Funds holding in top 10: 3123 (-8)

Holders
561
Holders Change
+28
Holders Change %
+5.25%
% of All Funds
18.18%
Holding in Top 10
23
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-25.81%
% of All Funds
0.75%
New
63
Increased
196
Reduced
225
Closed
30
Calls
$122M
Puts
$91M
Net Calls
+$31.2M
Net Calls Change
-$23M
Name Holding Trade Value Shares
Change
Change in
Stake
JIC
401
Johnson Investment Counsel
Ohio
$499K -$4.96K -228 -1%
CC
402
ClearArc Capital
Ohio
$495K +$49K +2,253 +11%
JIC
403
Joel Isaacson & Co
New York
$486K +$65.2K +3,000 +15%
GIM
404
Grassi Investment Management
California
$484K +$3.26K +150 +0.7%
RGI
405
River Global Investors
United Kingdom
$483K
MLL
406
Moody Lynn & Lieberson
Massachusetts
$481K -$6.37M -292,873 -93%
IB
407
Intrust Bank
Kansas
$480K +$195K +8,979 +65%
WFM
408
Wilmington Funds Management
Delaware
$473K -$124K -5,700 -20%
ST
409
Smithfield Trust
Pennsylvania
$470K +$483K +22,220 New
FB
410
Fulton Bank
Pennsylvania
$463K -$175K -8,071 -27%
MCM
411
MAI Capital Management
Ohio
$460K +$27.4K +1,260 +6%
QBFM
412
QS Batterymarch Financial Management
New York
$449K +$3.65K +168 +0.8%
TRCT
413
Tower Research Capital (TRC)
New York
$440K +$451K +20,741 +20,741%
G
414
GlobalBridge
Minnesota
$438K -$41.3K -1,898 -8%
Commonwealth Equity Services
415
Commonwealth Equity Services
Massachusetts
$434K +$71.1K +3,269 +19%
WSTAM
416
Wilbanks Smith & Thomas Asset Management
Virginia
$433K -$21.6K -994 -5%
WTIM
417
Wilmington Trust Investment Management
Delaware
$432K
RMDI
418
R.M. Davis Inc
Maine
$427K
OA
419
OFI Advisors
Pennsylvania
$425K -$12K -551 -3%
HNB
420
Huntington National Bank
Ohio
$425K -$8.28K -381 -2%
MJRIC
421
Mogy Joel R Investment Counsel
California
$425K
DT
422
Diversified Trust
Tennessee
$424K +$436K +20,050 New
AIM
423
Aspen Investment Management
Michigan
$419K -$870 -40 -0.2%
CI
424
Constellation Investments
Ohio
$416K +$45.7K +2,100 +12%
Mariner
425
Mariner
Kansas
$402K -$99.2K -4,561 -19%

SCHW Hedge Fund Activity: Q3 2013 in Review

561 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2013, worth a combined $21B — up 0.26% from $21B a quarter earlier.

Buyers outnumbered sellers: 63 funds opened new SCHW positions and 30 closed out — a net gain of 33 holders — while 196 added to existing stakes and 225 trimmed.

The largest buyer was Sands Capital Management, opening a new position worth an estimated $394M. The largest seller was JP Morgan Chase, cutting an estimated $196M.

  • 561 institutional investors held Charles Schwab (SCHW) as of Q3 2013, up from 533 in Q2 2013.
  • Funds reported $21B of Charles Schwab stock for Q3 2013, up 0.26% quarter-over-quarter.
  • 63 funds opened new Charles Schwab positions in Q3 2013 and 30 closed out, a net change of +33 holders.
  • The largest Charles Schwab buyer in Q3 2013 was Sands Capital Management, an estimated $394M added.
  • The largest Charles Schwab seller in Q3 2013 was JP Morgan Chase, an estimated $196M sold.

Based on aggregated 13F filings for Q3 2013.