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SCHW

Charles Schwab

561 hedge funds and large institutions have $21B invested in Charles Schwab in 2013 Q3 according to their latest regulatory filings, with 63 funds opening new positions, 196 increasing their positions, 225 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more first-time investments, than exits

New positions opened: 63 | Existing positions closed: 30

34% more call options, than puts

Call options by funds: $122M | Put options by funds: $91M

5% more funds holding

Funds holding: 533561 (+28)

0% more capital invested

Capital invested by funds: $21B → $21B (+$55.5M)

0.19% more ownership

Funds ownership: 77.11%77.31% (+0.19%)

13% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 225

26% less funds holding in top 10

Funds holding in top 10: 3123 (-8)

Holders
561
Holders Change
+28
Holders Change %
+5.25%
% of All Funds
18.18%
Holding in Top 10
23
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-25.81%
% of All Funds
0.75%
New
63
Increased
196
Reduced
225
Closed
30
Calls
$122M
Puts
$91M
Net Calls
+$31.2M
Net Calls Change
-$23M
Name Holding Trade Value Shares
Change
Change in
Stake
DCM
376
Dynamic Capital Management
Jersey
$644K +$662K +30,452 New
VDBMI
377
Van Den Berg Management I
Texas
$635K -$188K -8,665 -22%
PAM
378
PartnerRe Asset Management
Connecticut
$623K -$49.7K -2,288 -7%
EOJOAM
379
E. Ohman J:or Asset Management
Sweden
$622K
B
380
Barings
North Carolina
$616K -$143K -6,600 -18%
DL
381
Delta Lloyd
Netherlands
$611K
CAN
382
Cetera Advisor Networks
California
$611K +$44.8K +2,061 +8%
CAI
383
Capital Advisors Inc
Oklahoma
$611K
SI
384
Stephens Inc
Arkansas
$610K -$68.2K -3,135 -10%
BTNA
385
Bremer Trust National Association
Minnesota
$605K +$254K +11,674 +69%
CB
386
Commerce Bank
Missouri
$604K +$621K +28,585 New
AB
387
Amalgamated Bank
New York
$587K -$11.9K -549 -2%
FCH
388
Freestone Capital Holdings
Washington
$580K -$380K -17,497 -39%
BNP Paribas Asset Management
389
BNP Paribas Asset Management
France
$576K -$55.9K -2,570 -9%
MMLI
390
Massachusetts Mutual Life Insurance
Massachusetts
$568K +$258K +11,881 +79%
Thrivent Financial for Lutherans
391
Thrivent Financial for Lutherans
Minnesota
$567K -$242K -11,125 -29%
CI
392
Capital International
California
$558K
BCAM
393
Boston Common Asset Management
Massachusetts
$539K
CI
394
Conning Inc
Connecticut
$539K +$19.4K +890 +4%
NSEDCP
395
NJ State Employees Deferred Compensation Plan
New Jersey
$529K
CICI
396
Capital Investment Counsel Inc
North Carolina
$522K -$25K -1,150 -4%
GMIM
397
General Motors Investment Management
New York
$518K +$1.63K +75 +0.3%
AIP
398
Ameritas Investment Partners
Nebraska
$517K +$532K +24,476 New
JG
399
Jefferies Group
New York
$512K -$957K -44,017 -65%
NCCM
400
Nine Chapters Capital Management
New Jersey
$507K +$522K +24,000 New

SCHW Hedge Fund Activity: Q3 2013 in Review

561 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2013, worth a combined $21B — up 0.26% from $21B a quarter earlier.

Buyers outnumbered sellers: 63 funds opened new SCHW positions and 30 closed out — a net gain of 33 holders — while 196 added to existing stakes and 225 trimmed.

The largest buyer was Sands Capital Management, opening a new position worth an estimated $394M. The largest seller was JP Morgan Chase, cutting an estimated $196M.

  • 561 institutional investors held Charles Schwab (SCHW) as of Q3 2013, up from 533 in Q2 2013.
  • Funds reported $21B of Charles Schwab stock for Q3 2013, up 0.26% quarter-over-quarter.
  • 63 funds opened new Charles Schwab positions in Q3 2013 and 30 closed out, a net change of +33 holders.
  • The largest Charles Schwab buyer in Q3 2013 was Sands Capital Management, an estimated $394M added.
  • The largest Charles Schwab seller in Q3 2013 was JP Morgan Chase, an estimated $196M sold.

Based on aggregated 13F filings for Q3 2013.