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SCHW

Charles Schwab

561 hedge funds and large institutions have $21B invested in Charles Schwab in 2013 Q3 according to their latest regulatory filings, with 63 funds opening new positions, 196 increasing their positions, 225 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more first-time investments, than exits

New positions opened: 63 | Existing positions closed: 30

34% more call options, than puts

Call options by funds: $122M | Put options by funds: $91M

5% more funds holding

Funds holding: 533561 (+28)

0% more capital invested

Capital invested by funds: $21B → $21B (+$55.5M)

0.19% more ownership

Funds ownership: 77.11%77.31% (+0.19%)

13% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 225

26% less funds holding in top 10

Funds holding in top 10: 3123 (-8)

Holders
561
Holders Change
+28
Holders Change %
+5.25%
% of All Funds
18.18%
Holding in Top 10
23
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-25.81%
% of All Funds
0.75%
New
63
Increased
196
Reduced
225
Closed
30
Calls
$122M
Puts
$91M
Net Calls
+$31.2M
Net Calls Change
-$23M
Name Holding Trade Value Shares
Change
Change in
Stake
ANRIA
351
American National Registered Investment Advisor
Texas
$853K -$28.3K -1,300 -3%
CCM
352
Catapult Capital Management
New York
$817K +$840K +38,653 New
FNBT
353
FineMark National Bank & Trust
Florida
$812K +$271K +12,454 +48%
RC
354
RegentAtlantic Capital
New Jersey
$810K +$34.7K +1,594 +4%
PA
355
Profund Advisors
Maryland
$796K +$31.3K +1,440 +4%
WSFS
356
Wilmington Savings Fund Society
Delaware
$791K +$6.2K +285 +0.8%
BBHC
357
Brown Brothers Harriman & Co
New York
$790K -$639K -29,400 -44%
OC
358
Oppenheimer & Co
New York
$783K +$805K +37,042 New
CCA
359
Catalyst Capital Advisors
New York
$782K +$804K +37,000 New
MERSOM
360
Municipal Employees' Retirement System of Michigan
Michigan
$776K +$798K +36,700 New
WTNA
361
Wilmington Trust National Association
Delaware
$760K -$60.9K -2,799 -7%
Envestnet Asset Management
362
Envestnet Asset Management
Illinois
$757K +$461K +21,187 +145%
GJIC
363
Gamble Jones Investment Counsel
California
$752K +$40.9K +1,881 +6%
MNBTD
364
Moody National Bank Trust Division
Texas
$747K -$28.3K -1,300 -4%
SF
365
Sarofim Fayez
Texas
$727K +$748K +34,400 New
DnB Asset Management
366
DnB Asset Management
Norway
$726K +$250K +11,500 +50%
CG
367
Clinton Group
New York
$726K +$747K +34,339 New
Daiwa Securities Group
368
Daiwa Securities Group
Japan
$708K
IPC
369
Independent Portfolio Consultants
Florida
$707K -$80.7K -3,713 -10%
DWM
370
Destination Wealth Management
California
$680K -$89.3K -4,107 -11%
Tudor Investment Corp
371
Tudor Investment Corp
Connecticut
$676K +$696K +32,000 New
SFP
372
Santa Fe Partners
New Mexico
$674K -$1.33M -61,323 -66%
FSC
373
Fiduciary Services Corp
Georgia
$670K
DILH
374
Dai-ichi Life Holdings
Japan
$667K
Rafferty Asset Management
375
Rafferty Asset Management
New York
$652K -$294K -13,543 -31%

SCHW Hedge Fund Activity: Q3 2013 in Review

561 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2013, worth a combined $21B — up 0.26% from $21B a quarter earlier.

Buyers outnumbered sellers: 63 funds opened new SCHW positions and 30 closed out — a net gain of 33 holders — while 196 added to existing stakes and 225 trimmed.

The largest buyer was Sands Capital Management, opening a new position worth an estimated $394M. The largest seller was JP Morgan Chase, cutting an estimated $196M.

  • 561 institutional investors held Charles Schwab (SCHW) as of Q3 2013, up from 533 in Q2 2013.
  • Funds reported $21B of Charles Schwab stock for Q3 2013, up 0.26% quarter-over-quarter.
  • 63 funds opened new Charles Schwab positions in Q3 2013 and 30 closed out, a net change of +33 holders.
  • The largest Charles Schwab buyer in Q3 2013 was Sands Capital Management, an estimated $394M added.
  • The largest Charles Schwab seller in Q3 2013 was JP Morgan Chase, an estimated $196M sold.

Based on aggregated 13F filings for Q3 2013.