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SCHW

Charles Schwab

1,049 hedge funds and large institutions have $40.6B invested in Charles Schwab in 2020 Q3 according to their latest regulatory filings, with 101 funds opening new positions, 385 increasing their positions, 406 reducing their positions, and 120 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more funds holding in top 10

Funds holding in top 10: 2635 (+9)

8% more capital invested

Capital invested by funds: $37.5B → $40.6B (+$3.05B)

0.68% more ownership

Funds ownership: 86.44%87.12% (+0.68%)

5% less repeat investments, than reductions

Existing positions increased: 385 | Existing positions reduced: 406

3% less funds holding

Funds holding: 1,0771,049 (-28)

16% less first-time investments, than exits

New positions opened: 101 | Existing positions closed: 120

32% less call options, than puts

Call options by funds: $220M | Put options by funds: $322M

Holders
1,049
Holders Change
-28
Holders Change %
-2.6%
% of All Funds
21.16%
Holding in Top 10
35
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+34.62%
% of All Funds
0.71%
New
101
Increased
385
Reduced
406
Closed
120
Calls
$220M
Puts
$322M
Net Calls
-$102M
Net Calls Change
-$11.6M
Name Holding Trade Value Shares
Change
Change in
Stake
PP
301
Paloma Partners
Connecticut
$6.37M -$94.1K -2,706 -2%
BUB
302
BBVA USA Bancshares
Texas
$6.33M +$832K +23,905 +16%
LOPW
303
Live Oak Private Wealth
North Carolina
$6.26M -$280K -8,053 -4%
MWNA
304
Marshall Wace North America
New York
$6.22M -$4.04M -116,120 -40%
ELI
305
Empire Life Investments
Ontario, Canada
$6.2M +$1.89M +54,334 +46%
JC
306
Jacobs & Co
California
$6.2M +$941K +27,056 +19%
Lido Advisors
307
Lido Advisors
California
$6.19M +$5.94M +170,827 New
Mariner
308
Mariner
Kansas
$6.19M +$205K +5,898 +4%
Bank of Nova Scotia
309
Bank of Nova Scotia
Ontario, Canada
$6.12M +$517K +14,871 +10%
WSTAM
310
Wilbanks Smith & Thomas Asset Management
Virginia
$6.07M +$1.23M +35,300 +27%
LNB
311
Ledyard National Bank
$5.95M +$151K +4,353 +3%
MSA
312
Mason Street Advisors
Wisconsin
$5.9M -$23.9K -686 -0.4%
Osaic Holdings
313
Osaic Holdings
Arizona
$5.74M -$105K -3,017 -2%
VCAM
314
Van Cleef Asset Management
Ohio
$5.73M +$25.7K +739 +0.5%
ECM
315
Elgethun Capital Management
South Dakota
$5.72M -$8.14K -234 -0.1%
HR
316
Howe & Rusling
New York
$5.66M -$262K -7,517 -5%
MLICM
317
Metropolitan Life Insurance Company (MetLife)
New York
$5.64M -$185K -5,316 -3%
TNB
318
Thomasville National Bank
Georgia
$5.61M -$37.6K -1,080 -0.7%
MFS
319
Mirabella Financial Services
United Kingdom
$5.59M +$5.37M +154,345 New
CC
320
Cornerstone Capital
California
$5.53M +$405K +11,633 +8%
SCA
321
Spearhead Capital Advisors
Florida
$5.5M +$97.5K +2,801 +2%
MOACM
322
Mutual of America Capital Management
New York
$5.48M -$257K -7,394 -5%
MIG
323
McGuire Investment Group
Rhode Island
$5.45M +$25.6K +737 +0.5%
LPL Financial
324
LPL Financial
California
$5.38M -$1.59M -45,818 -24%
AAIM
325
Asset Advisors Investment Management
Georgia
$5.37M -$798K -22,926 -13%

SCHW Hedge Fund Activity: Q3 2020 in Review

1,049 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2020, worth a combined $40.6B — up 8.1% from $37.5B a quarter earlier.

Sellers outnumbered buyers: 120 funds closed out of SCHW and 101 opened new positions — a net loss of 19 holders — while 406 trimmed existing stakes and 385 added.

The largest buyer was Wellington Management Group, adding an estimated $375M. The largest seller was Sands Capital Management, exiting entirely with an estimated $216M sold.

  • 1,049 institutional investors held Charles Schwab (SCHW) as of Q3 2020, down from 1,077 in Q2 2020.
  • Funds reported $40.6B of Charles Schwab stock for Q3 2020, up 8.1% quarter-over-quarter.
  • 101 funds opened new Charles Schwab positions in Q3 2020 and 120 closed out, a net change of -19 holders.
  • The largest Charles Schwab buyer in Q3 2020 was Wellington Management Group, an estimated $375M added.
  • The largest Charles Schwab seller in Q3 2020 was Sands Capital Management, an estimated $216M sold.

Based on aggregated 13F filings for Q3 2020.