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SCHW

Charles Schwab

561 hedge funds and large institutions have $21B invested in Charles Schwab in 2013 Q3 according to their latest regulatory filings, with 63 funds opening new positions, 196 increasing their positions, 225 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more first-time investments, than exits

New positions opened: 63 | Existing positions closed: 30

34% more call options, than puts

Call options by funds: $122M | Put options by funds: $91M

5% more funds holding

Funds holding: 533561 (+28)

0% more capital invested

Capital invested by funds: $21B → $21B (+$55.5M)

0.19% more ownership

Funds ownership: 77.11%77.31% (+0.19%)

13% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 225

26% less funds holding in top 10

Funds holding in top 10: 3123 (-8)

Holders
561
Holders Change
+28
Holders Change %
+5.25%
% of All Funds
18.18%
Holding in Top 10
23
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-25.81%
% of All Funds
0.75%
New
63
Increased
196
Reduced
225
Closed
30
Calls
$122M
Puts
$91M
Net Calls
+$31.2M
Net Calls Change
-$23M
Name Holding Trade Value Shares
Change
Change in
Stake
PIA
301
Piedmont Investment Advisors
North Carolina
$1.74M -$33.9M -1,561,468 -95%
MSR
302
Main Street Research
Connecticut
$1.69M
Federated Hermes
303
Federated Hermes
Pennsylvania
$1.68M +$929K +42,717 +116%
SC
304
Sculptor Capital
New York
$1.64M +$1.44M +66,200 +591%
CBB
305
Citizens Business Bank
California
$1.63M -$91.3K -4,200 -5%
Fifth Third Bancorp
306
Fifth Third Bancorp
Ohio
$1.59M -$271K -12,450 -14%
AAC
307
Asset Advisors Corp
Georgia
$1.58M -$32.6K -1,500 -2%
VKH
308
Virtu KCG Holdings
New York
$1.58M +$1.63M +74,840 New
WBC
309
Westpac Banking Corp
Australia
$1.54M -$43.5K -2,001 -3%
Allianz Asset Management
310
Allianz Asset Management
Germany
$1.53M
BAS
311
Brown Advisory Securities
Maryland
$1.52M -$19K -873 -1%
FCAM
312
F&C Asset Management
United Kingdom
$1.52M +$36.4K +1,674 +2%
BOH
313
Bank of Hawaii
Hawaii
$1.52M -$680K -31,262 -30%
STC
314
SEI Trust Company
Pennsylvania
$1.49M -$3.95M -181,685 -72%
LMGAM
315
Liberty Mutual Group Asset Management
Massachusetts
$1.48M +$376K +17,277 +33%
RCM
316
Riverhead Capital Management
Delaware
$1.46M
LMF
317
LMR Master Fund
Cayman Islands
$1.43M -$1.5M -69,027 -50%
NTCOC
318
Northern Trust Company of Connecticut
Connecticut
$1.41M +$1.16M +53,196 +394%
KJHP
319
K.J. Harrison & Partners
Ontario, Canada
$1.37M -$587K -27,000 -29%
AAF
320
Andra AP-fonden
Sweden
$1.36M +$624K +28,700 +80%
Luther King Capital Management (LKCM)
321
Luther King Capital Management (LKCM)
Texas
$1.33M +$791K +36,362 +138%
CTC
322
Central Trust Company
Missouri
$1.33M -$14.7K -675 -1%
GIM
323
Goelzer Investment Management
Indiana
$1.31M -$1.43M -65,802 -52%
IPRC
324
Indices-Pac Research Corporation
New Jersey
$1.31M +$1.34M +61,788 New
V
325
Veritable
Delaware
$1.3M +$315K +14,494 +31%

SCHW Hedge Fund Activity: Q3 2013 in Review

561 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2013, worth a combined $21B — up 0.26% from $21B a quarter earlier.

Buyers outnumbered sellers: 63 funds opened new SCHW positions and 30 closed out — a net gain of 33 holders — while 196 added to existing stakes and 225 trimmed.

The largest buyer was Sands Capital Management, opening a new position worth an estimated $394M. The largest seller was JP Morgan Chase, cutting an estimated $196M.

  • 561 institutional investors held Charles Schwab (SCHW) as of Q3 2013, up from 533 in Q2 2013.
  • Funds reported $21B of Charles Schwab stock for Q3 2013, up 0.26% quarter-over-quarter.
  • 63 funds opened new Charles Schwab positions in Q3 2013 and 30 closed out, a net change of +33 holders.
  • The largest Charles Schwab buyer in Q3 2013 was Sands Capital Management, an estimated $394M added.
  • The largest Charles Schwab seller in Q3 2013 was JP Morgan Chase, an estimated $196M sold.

Based on aggregated 13F filings for Q3 2013.