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SCHW

Charles Schwab

561 hedge funds and large institutions have $21B invested in Charles Schwab in 2013 Q3 according to their latest regulatory filings, with 63 funds opening new positions, 196 increasing their positions, 225 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more first-time investments, than exits

New positions opened: 63 | Existing positions closed: 30

34% more call options, than puts

Call options by funds: $122M | Put options by funds: $91M

5% more funds holding

Funds holding: 533561 (+28)

0% more capital invested

Capital invested by funds: $21B → $21B (+$55.5M)

0.19% more ownership

Funds ownership: 77.11%77.31% (+0.19%)

13% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 225

26% less funds holding in top 10

Funds holding in top 10: 3123 (-8)

Holders
561
Holders Change
+28
Holders Change %
+5.25%
% of All Funds
18.18%
Holding in Top 10
23
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-25.81%
% of All Funds
0.75%
New
63
Increased
196
Reduced
225
Closed
30
Calls
$122M
Puts
$91M
Net Calls
+$31.2M
Net Calls Change
-$23M
Name Holding Trade Value Shares
Change
Change in
Stake
URS
226
Utah Retirement Systems
Utah
$4.14M -$37K -1,700 -0.9%
State of Tennessee, Department of Treasury
227
State of Tennessee, Department of Treasury
Tennessee
$4.14M +$4.25M +195,700 New
TAM
228
Tocqueville Asset Management
New York
$4.11M -$312K -14,330 -7%
Zurich Cantonal Bank
229
Zurich Cantonal Bank
Switzerland
$4.02M +$187K +8,596 +5%
Franklin Resources
230
Franklin Resources
California
$4M +$1.96M +90,370 +91%
Nomura Holdings
231
Nomura Holdings
Japan
$3.97M +$199K +9,138 +5%
EIM
232
Essex Investment Management
Massachusetts
$3.95M -$15.6K -716 -0.4%
AQR Capital Management
233
AQR Capital Management
Connecticut
$3.83M +$2.03M +93,319 +106%
GF
234
Gabelli Funds
New York
$3.71M -$95.7K -4,400 -2%
SB
235
Suntrust Banks
Georgia
$3.71M +$831K +38,223 +28%
TNB
236
Thomasville National Bank
Georgia
$3.65M -$74.2K -3,412 -2%
DADC
237
D.A. Davidson & Co
Montana
$3.64M -$515K -23,684 -12%
Truist Financial
238
Truist Financial
North Carolina
$3.64M -$1.54M -71,058 -29%
CAM
239
Capstone Asset Management
Texas
$3.58M -$32K -1,472 -0.9%
GCP
240
GSA Capital Partners
United Kingdom
$3.54M +$3.64M +167,346 New
Natixis Advisors
241
Natixis Advisors
Massachusetts
$3.51M -$23.7K -1,092 -0.7%
Los Angeles Capital Management
242
Los Angeles Capital Management
California
$3.48M -$103K -4,750 -3%
HDIM
243
Hanson & Doremus Investment Management
Vermont
$3.38M -$103K -4,750 -3%
Nomura Asset Management
244
Nomura Asset Management
Japan
$3.18M -$1.31M -60,192 -29%
GI
245
GLG Inc
New York
$3.17M +$2.17M +100,000 +200%
ERSOT
246
Employees Retirement System of Texas
Texas
$3.04M -$1.15M -53,000 -27%
JIM
247
Jupiter Investment Management
United Kingdom
$3.02M +$3.11M +143,100 New
PSUF
248
People's United Financial
Connecticut
$3M +$501K +23,045 +19%
ECA
249
Endeavour Capital Advisors
Connecticut
$2.96M
First Manhattan
250
First Manhattan
New York
$2.96M

SCHW Hedge Fund Activity: Q3 2013 in Review

561 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab (SCHW) for Q3 2013, worth a combined $21B — up 0.26% from $21B a quarter earlier.

Buyers outnumbered sellers: 63 funds opened new SCHW positions and 30 closed out — a net gain of 33 holders — while 196 added to existing stakes and 225 trimmed.

The largest buyer was Sands Capital Management, opening a new position worth an estimated $394M. The largest seller was JP Morgan Chase, cutting an estimated $196M.

  • 561 institutional investors held Charles Schwab (SCHW) as of Q3 2013, up from 533 in Q2 2013.
  • Funds reported $21B of Charles Schwab stock for Q3 2013, up 0.26% quarter-over-quarter.
  • 63 funds opened new Charles Schwab positions in Q3 2013 and 30 closed out, a net change of +33 holders.
  • The largest Charles Schwab buyer in Q3 2013 was Sands Capital Management, an estimated $394M added.
  • The largest Charles Schwab seller in Q3 2013 was JP Morgan Chase, an estimated $196M sold.

Based on aggregated 13F filings for Q3 2013.