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SCHR

Schwab Intermediately-Term US Treasury ETF
SCHR

26 hedge funds and large institutions have $207M invested in Schwab Intermediately-Term US Treasury ETF in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

141% more capital invested

Capital invested by funds: $85.8M → $207M (+$121M)

62% more ownership

Funds ownership: 74.07% → 136.07% (+62%)

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

13% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 8

4% more funds holding

Funds holding: 25 → 26 (+1)

Holders
26
Holders Change
+1
Holders Change %
+4%
% of All Funds
0.84%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
6
Increased
9
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$108M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$8.07M
3
Charles Schwab
Charles Schwab
California
+$3.9M
4
BCM
Bluefin Capital Management
New York
+$2.79M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.49M

Top Sellers

1
LIM
Leavell Investment Management
Alabama
-$1.58M
2
VCP
Vista Capital Partners
Oregon
-$1.23M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$648K
4
Jane Street
Jane Street
New York
-$344K
5
LPL Financial
LPL Financial
California
-$126K
Name Holding Trade Value Shares
Change 		Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$123M +$108M +4,110,374 +765%
PAG
2
Pinnacle Advisory Group
Maryland
$51.1M +$793K +30,278 +2%
Charles Schwab
3
Charles Schwab
California
$9.12M +$3.9M +148,690 +75%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$8.6M +$8.07M +307,818 +1,730%
TCM
5
Twele Capital Management
Minnesota
$3.23M -$7.34K -280 -0.2%
BCM
6
Bluefin Capital Management
New York
$2.8M +$2.79M +106,320 New
VCP
7
Vista Capital Partners
Oregon
$2.3M -$1.23M -46,864 -35%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.04M +$1.49M +56,942 +278%
WA
9
Waverly Advisors
Alabama
$1.21M -$73.6K -2,808 -6%
LYV
10
Live Your Vision
Pennsylvania
$980K -$16.9K -644 -2%
OIA
11
Optimum Investment Advisors
Illinois
$539K +$535K +20,400 New
AAM
12
Autus Asset Management
Arizona
$503K +$119K +4,560 +31%
TFA
13
Transamerica Financial Advisors
Florida
$473K +$29.4K +1,122 +7%
LPL Financial
14
LPL Financial
California
$248K -$126K -4,792 -34%
QCMC
15
Quantum Capital Management (California)
California
$243K -$60.2K -2,298 -20%
RIA
16
Regal Investment Advisors
Michigan
$190K +$189K +7,194 +359,700%
U
17
UBS
Switzerland
$83K +$2.25K +86 +3%
CDIA
18
Capital Directions Investment Advisors
Georgia
$66K – – –
MAS
19
Madden Advisory Services
Florida
$52K -$11.3K -430 -18%
BC
20
Bartlett & Co
Ohio
$48K – – –
TF
21
Trutina Financial
Washington
$31K +$31.2K +1,190 New
Bank of America
22
Bank of America
North Carolina
$4K -$16.1K -614 -81%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$4K – – –
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$3K +$2.88K +110 New
LIM
25
Leavell Investment Management
Alabama
– -$1.58M -60,000 Closed
1
2

SCHR Hedge Fund Activity: Q3 2013 in Review

26 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Schwab Intermediately-Term US Treasury ETF (SCHR) for Q3 2013, worth a combined $207M — up 141% from $85.8M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new SCHR positions and 4 closed out — a net gain of 2 holders — while 9 added to existing stakes and 8 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $108M. The largest seller was Leavell Investment Management, exiting entirely with an estimated $1.58M sold.

  • 26 institutional investors held Schwab Intermediately-Term US Treasury ETF (SCHR) as of Q3 2013, up from 25 in Q2 2013.
  • Funds reported $207M of Schwab Intermediately-Term US Treasury ETF stock for Q3 2013, up 141% quarter-over-quarter.
  • 6 funds opened new Schwab Intermediately-Term US Treasury ETF positions in Q3 2013 and 4 closed out, a net change of +2 holders.
  • The largest Schwab Intermediately-Term US Treasury ETF buyer in Q3 2013 was Charles Schwab Investment Advisory, an estimated $108M added.
  • The largest Schwab Intermediately-Term US Treasury ETF seller in Q3 2013 was Leavell Investment Management, an estimated $1.58M sold.

Based on aggregated 13F filings for Q3 2013.