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Schwab US Broad Market ETF

138 hedge funds and large institutions have $570M invested in Schwab US Broad Market ETF in 2014 Q1 according to their latest regulatory filings, with 27 funds opening new positions, 63 increasing their positions, 30 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

145% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 11

110% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 30

13% more funds holding

Funds holding: 122138 (+16)

9% more capital invested

Capital invested by funds: $525M → $570M (+$45.2M)

0% more funds holding in top 10

Funds holding in top 10: 1515 (0)

0.59% less ownership

Funds ownership: 109.71%109.12% (-0.59%)

Holders
138
Holders Change
+16
Holders Change %
+13.11%
% of All Funds
3.99%
Holding in Top 10
15
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.43%
New
27
Increased
63
Reduced
30
Closed
11
Calls
$951K
Puts
Net Calls
+$951K
Net Calls Change
+$919K
Name Holding Trade Value Shares
Change
Change in
Stake
UCFA
1
United Capital Financial Advisors
Texas
$87.2M -$3.41M -456,306 -4%
PA
2
Planning Alternatives
Michigan
$86.1M -$4.05M -541,974 -5%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$76M -$1.5M -200,736 -2%
DWM
4
Destination Wealth Management
California
$44.1M +$2.42M +322,818 +6%
RPGK
5
Retirement Planning Group (Kansas)
Kansas
$43.3M -$2.91M -389,484 -6%
HCM
6
Hengehold Capital Management
Ohio
$27.8M +$15.7M +2,105,100 +136%
HP
7
HT Partners
Connecticut
$17.6M -$1.4M -186,768 -7%
Morgan Stanley
8
Morgan Stanley
New York
$16M -$120K -16,074 -0.8%
AA
9
Apriem Advisors
California
$12.9M +$2.99M +399,006 +31%
GA
10
Gateway Advisory
New Jersey
$12.1M +$2.09M +278,790 +21%
SFSG
11
Stearns Financial Services Group
North Carolina
$10.3M +$692K +92,556 +7%
TRCT
12
Tower Research Capital (TRC)
New York
$8.33M +$8.16M +1,090,662 +40,757%
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$7.19M +$1.89M +253,092 +37%
Goldman Sachs
14
Goldman Sachs
New York
$5.89M +$3.46M +461,982 +148%
BC
15
Bartlett & Co
Ohio
$5.87M +$2.6M +347,130 +82%
AI
16
Atria Investments
North Carolina
$5.03M -$600K -80,166 -11%
SSWM
17
Sheets Smith Wealth Management
North Carolina
$4.89M -$37.1K -4,962 -0.8%
FMP
18
Financial Management Professionals
Texas
$4.79M +$4.71M +629,262 +953,427%
NSAM
19
North Star Asset Management
Wisconsin
$4.61M +$1.29M +172,566 +40%
CHJWM
20
Carlton Hofferkamp & Jenks Wealth Management
Texas
$4.56M -$245K -32,760 -5%
MAS
21
Madden Advisory Services
Florida
$4.26M +$485K +64,836 +13%
BCMO
22
Buckingham Capital Management (Ohio)
Ohio
$4.08M -$64K -8,550 -2%
Mirae Asset Global Investments
23
Mirae Asset Global Investments
South Korea
$4.01M
VCM
24
Vigilant Capital Management
Maine
$3.36M -$423K -56,550 -11%
LPL Financial
25
LPL Financial
California
$3.15M +$814K +108,780 +36%

SCHB Hedge Fund Activity: Q1 2014 in Review

138 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Schwab US Broad Market ETF (SCHB) for Q1 2014, worth a combined $570M — up 8.6% from $525M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SCHB positions and 11 closed out — a net gain of 16 holders — while 63 added to existing stakes and 30 trimmed.

The largest buyer was Hengehold Capital Management, adding an estimated $15.7M. The largest seller was Susquehanna International Group, cutting an estimated $6.18M.

  • 138 institutional investors held Schwab US Broad Market ETF (SCHB) as of Q1 2014, up from 122 in Q4 2013.
  • Funds reported $570M of Schwab US Broad Market ETF stock for Q1 2014, up 8.6% quarter-over-quarter.
  • 27 funds opened new Schwab US Broad Market ETF positions in Q1 2014 and 11 closed out, a net change of +16 holders.
  • The largest Schwab US Broad Market ETF buyer in Q1 2014 was Hengehold Capital Management, an estimated $15.7M added.
  • The largest Schwab US Broad Market ETF seller in Q1 2014 was Susquehanna International Group, an estimated $6.18M sold.

Based on aggregated 13F filings for Q1 2014.