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Schwab US Broad Market ETF

122 hedge funds and large institutions have $525M invested in Schwab US Broad Market ETF in 2013 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 58 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

560% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 5

241% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 17

36% more funds holding in top 10

Funds holding in top 10: 1115 (+4)

30% more capital invested

Capital invested by funds: $403M → $525M (+$122M)

30% more funds holding

Funds holding: 94122 (+28)

4.36% more ownership

Funds ownership: 105.35%109.71% (+4.4%)

10% more call options, than puts

Call options by funds: $356K | Put options by funds: $324K

Holders
122
Holders Change
+28
Holders Change %
+29.79%
% of All Funds
3.54%
Holding in Top 10
15
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+36.36%
% of All Funds
0.44%
New
33
Increased
58
Reduced
17
Closed
5
Calls
$356K
Puts
$324K
Net Calls
+$32K
Net Calls Change
-$399K
Name Holding Trade Value Shares
Change
Change in
Stake
UCFA
1
United Capital Financial Advisors
Texas
$89.3M +$15.6M +2,165,562 +22%
PA
2
Planning Alternatives
Michigan
$88.7M +$3.09M +429,156 +4%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$76.4M +$14.4M +2,001,642 +24%
RPGK
4
Retirement Planning Group (Kansas)
Kansas
$45.6M +$2.56M +355,434 +6%
DWM
5
Destination Wealth Management
California
$41M +$12.8M +1,782,810 +48%
HP
6
HT Partners
Connecticut
$18.7M +$98.7K +13,728 +0.6%
Morgan Stanley
7
Morgan Stanley
New York
$15.9M +$954K +132,624 +7%
HCM
8
Hengehold Capital Management
Ohio
$11.6M +$11.1M +1,544,862 New
GA
9
Gateway Advisory
New Jersey
$9.79M -$1.25K -174 -0%
AA
10
Apriem Advisors
California
$9.68M +$1.24M +172,050 +15%
SFSG
11
Stearns Financial Services Group
North Carolina
$9.46M +$1.07M +148,164 +13%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$6.97M -$1.76M -245,310 -21%
AI
13
Atria Investments
North Carolina
$5.55M -$1.34M -186,948 -20%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$5.18M +$1.01M +140,970 +26%
SSWM
15
Sheets Smith Wealth Management
North Carolina
$4.86M -$108K -15,060 -2%
CHJWM
16
Carlton Hofferkamp & Jenks Wealth Management
Texas
$4.73M +$194K +26,982 +4%
BCMO
17
Buckingham Capital Management (Ohio)
Ohio
$4.08M +$99.6K +13,854 +3%
Mirae Asset Global Investments
18
Mirae Asset Global Investments
South Korea
$3.95M +$3.79M +526,824 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$3.75M +$145K +20,178 +4%
VCM
20
Vigilant Capital Management
Maine
$3.74M -$167K -23,220 -4%
MAS
21
Madden Advisory Services
Florida
$3.71M +$260K +36,222 +8%
NSAM
22
North Star Asset Management
Wisconsin
$3.24M +$22.2K +3,090 +0.7%
BC
23
Bartlett & Co
Ohio
$3.17M +$106K +14,676 +4%
BFG
24
Bouchey Financial Group
New York
$2.43M +$2.32M +323,004 New
SA
25
Strategic Advisors
New York
$2.42M +$1.29M +179,154 +125%