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Schwab US Broad Market ETF
SCHB

138 hedge funds and large institutions have $570M invested in Schwab US Broad Market ETF in 2014 Q1 according to their latest regulatory filings, with 27 funds opening new positions, 63 increasing their positions, 30 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

145% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 11

110% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 30

13% more funds holding

Funds holding: 122 → 138 (+16)

9% more capital invested

Capital invested by funds: $525M → $570M (+$45.2M)

0% more funds holding in top 10

Funds holding in top 10: 15 → 15 (0)

0.59% less ownership

Funds ownership: 109.71% → 109.12% (-0.59%)

Holders
138
Holders Change
+16
Holders Change %
+13.11%
% of All Funds
3.98%
Holding in Top 10
15
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.43%
New
27
Increased
63
Reduced
30
Closed
11
Calls
$951K
Puts
–
Net Calls
+$951K
Net Calls Change
+$919K

Top Buyers

Rank Fund Capital Flow
1
HCM
Hengehold Capital Management
Ohio
+$15.7M
2
TRCT
Tower Research Capital (TRC)
New York
+$8.16M
3
FMP
Financial Management Professionals
Texas
+$4.71M
4
Goldman Sachs
Goldman Sachs
New York
+$3.46M
5
AA
Apriem Advisors
California
+$2.99M

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$6.18M
2
PA
Planning Alternatives
Michigan
-$4.05M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$3.67M
4
UCFA
United Capital Financial Advisors
Texas
-$3.41M
5
RPGK
Retirement Planning Group (Kansas)
Kansas
-$2.91M
Name Holding Trade Value Shares
Change 		Change in
Stake
GI
126
Gradient Investments
Minnesota
$11K +$11.2K +1,500 New
CDIA
127
Capital Directions Investment Advisors
Georgia
$10K – – –
Creative Planning
128
Creative Planning
Kansas
$9K +$5.61K +750 +162%
PP
129
Palladium Partners
Virginia
$9K +$8.98K +1,200 New
TCM
130
Tradewinds Capital Management
Washington
$9K +$9.02K +1,206 New
BAM
131
Barrett Asset Management
New York
$8K – – –
ARMC
132
American Research & Management Company
Massachusetts
$5K – – –
EMA
133
Efficient Market Advisors
California
$4K -$45 -6 -1%
PFG
134
Piershale Financial Group
Illinois
$3K – – –
HR
135
Howe & Rusling
New York
$3K +$2.69K +360 New
KCPG
136
Kavar Capital Partners Group
Kansas
$1K – – –
QCMNJ
137
Quantum Capital Management (New Jersey)
New Jersey
$1K +$584 +78 New
SG Americas Securities
138
SG Americas Securities
New York
– -$1.79M -238,332 Closed
BC
139
Brinker Capital
Pennsylvania
– -$1.36M -181,254 Closed
AWE
140
Avidian Wealth Enterprises
Texas
– -$360K -50,424 Closed
CI
141
Chartist Inc
California
– -$282K -37,788 Closed
HIC
142
Hartline Investment Corp
Illinois
– -$243K -32,334 Closed
BDF
143
Balasa Dinverno & Foltz
– -$204K -27,204 Closed
SHWM
144
Smith & Howard Wealth Management
Georgia
– -$173K -23,028 Closed
ASN
145
Advisory Services Network
Georgia
– -$170K -22,602 Closed
Group One Trading
146
Group One Trading
Illinois
– -$63K -8,400 Closed
QCMC
147
Quantum Capital Management (California)
California
– -$11K -1,458 Closed
2 3 4 5
6

SCHB Hedge Fund Activity: Q1 2014 in Review

138 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Schwab US Broad Market ETF (SCHB) for Q1 2014, worth a combined $570M — up 8.6% from $525M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SCHB positions and 11 closed out — a net gain of 16 holders — while 63 added to existing stakes and 30 trimmed.

The largest buyer was Hengehold Capital Management, adding an estimated $15.7M. The largest seller was Susquehanna International Group, cutting an estimated $6.18M.

  • 138 institutional investors held Schwab US Broad Market ETF (SCHB) as of Q1 2014, up from 122 in Q4 2013.
  • Funds reported $570M of Schwab US Broad Market ETF stock for Q1 2014, up 8.6% quarter-over-quarter.
  • 27 funds opened new Schwab US Broad Market ETF positions in Q1 2014 and 11 closed out, a net change of +16 holders.
  • The largest Schwab US Broad Market ETF buyer in Q1 2014 was Hengehold Capital Management, an estimated $15.7M added.
  • The largest Schwab US Broad Market ETF seller in Q1 2014 was Susquehanna International Group, an estimated $6.18M sold.

Based on aggregated 13F filings for Q1 2014.