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Schwab US Broad Market ETF
SCHB

138 hedge funds and large institutions have $570M invested in Schwab US Broad Market ETF in 2014 Q1 according to their latest regulatory filings, with 27 funds opening new positions, 63 increasing their positions, 30 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

145% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 11

110% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 30

13% more funds holding

Funds holding: 122 → 138 (+16)

9% more capital invested

Capital invested by funds: $525M → $570M (+$45.2M)

0% more funds holding in top 10

Funds holding in top 10: 15 → 15 (0)

0.59% less ownership

Funds ownership: 109.71% → 109.12% (-0.59%)

Holders
138
Holders Change
+16
Holders Change %
+13.11%
% of All Funds
3.98%
Holding in Top 10
15
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.43%
New
27
Increased
63
Reduced
30
Closed
11
Calls
$951K
Puts
–
Net Calls
+$951K
Net Calls Change
+$919K

Top Buyers

Rank Fund Capital Flow
1
HCM
Hengehold Capital Management
Ohio
+$15.7M
2
TRCT
Tower Research Capital (TRC)
New York
+$8.16M
3
FMP
Financial Management Professionals
Texas
+$4.71M
4
Goldman Sachs
Goldman Sachs
New York
+$3.46M
5
AA
Apriem Advisors
California
+$2.99M

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$6.18M
2
PA
Planning Alternatives
Michigan
-$4.05M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$3.67M
4
UCFA
United Capital Financial Advisors
Texas
-$3.41M
5
RPGK
Retirement Planning Group (Kansas)
Kansas
-$2.91M
Name Holding Trade Value Shares
Change 		Change in
Stake
JIC
101
Joel Isaacson & Co
New York
$193K +$898 +120 +0.5%
AIM
102
AMI Investment Management
Indiana
$156K -$23.6K -3,150 -13%
EWM
103
Edge Wealth Management
New York
$139K – – –
BCM
104
Blume Capital Management
California
$137K +$135K +18,000 New
TIM
105
Tortoise Investment Management
New York
$136K +$25.1K +3,360 +23%
TWA
106
TCI Wealth Advisors
Arizona
$119K +$29.6K +3,960 +34%
BJ
107
Brouwer & Janachowski
California
$117K +$156K +20,916 New
LTFS
108
Ladenburg Thalmann Financial Services
Florida
$108K +$3.05K +408 +3%
KT
109
Kanaly Trust
Texas
$101K -$78.2K -10,446 -44%
PI
110
Placemark Investments
Illinois
$88K +$1.26K +168 +1%
ST
111
Smithfield Trust
Pennsylvania
$70K – – –
CP
112
Corbenic Partners
Pennsylvania
$67K +$65.5K +8,760 New
Royal Bank of Canada
113
Royal Bank of Canada
Ontario, Canada
$65K -$3.67M -491,004 -98%
MA
114
MCF Advisors
Kentucky
$52K +$42.7K +5,712 +496%
LWM
115
LBA Wealth Management
Florida
$46K +$45.1K +6,030 New
WA
116
WFG Advisors
Texas
$29K – – –
WAM
117
Wallington Asset Management
Indiana
$27K +$26.4K +3,528 New
FPCG
118
Fort Pitt Capital Group
Pennsylvania
$25.2K -$180 -24 -0.7%
PNC Financial Services Group
119
PNC Financial Services Group
Pennsylvania
$25K – – –
CA
120
CapWealth Advisors
Tennessee
$21K – – –
W
121
Wealthfront
California
$19K +$18.2K +2,436 New
MCM
122
Manchester Capital Management
Vermont
$18K – – –
US Bancorp
123
US Bancorp
Minnesota
$18K – – –
PO
124
Private Ocean
California
$18K +$718 +96 +4%
PFA
125
Paradigm Financial Advisors
Missouri
$16K -$56.1K -7,494 -79%
2 3 4
5
6

SCHB Hedge Fund Activity: Q1 2014 in Review

138 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Schwab US Broad Market ETF (SCHB) for Q1 2014, worth a combined $570M — up 8.6% from $525M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SCHB positions and 11 closed out — a net gain of 16 holders — while 63 added to existing stakes and 30 trimmed.

The largest buyer was Hengehold Capital Management, adding an estimated $15.7M. The largest seller was Susquehanna International Group, cutting an estimated $6.18M.

  • 138 institutional investors held Schwab US Broad Market ETF (SCHB) as of Q1 2014, up from 122 in Q4 2013.
  • Funds reported $570M of Schwab US Broad Market ETF stock for Q1 2014, up 8.6% quarter-over-quarter.
  • 27 funds opened new Schwab US Broad Market ETF positions in Q1 2014 and 11 closed out, a net change of +16 holders.
  • The largest Schwab US Broad Market ETF buyer in Q1 2014 was Hengehold Capital Management, an estimated $15.7M added.
  • The largest Schwab US Broad Market ETF seller in Q1 2014 was Susquehanna International Group, an estimated $6.18M sold.

Based on aggregated 13F filings for Q1 2014.