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Schwab US Broad Market ETF
SCHB

138 hedge funds and large institutions have $570M invested in Schwab US Broad Market ETF in 2014 Q1 according to their latest regulatory filings, with 27 funds opening new positions, 63 increasing their positions, 30 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

145% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 11

110% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 30

13% more funds holding

Funds holding: 122 → 138 (+16)

9% more capital invested

Capital invested by funds: $525M → $570M (+$45.2M)

0% more funds holding in top 10

Funds holding in top 10: 15 → 15 (0)

0.59% less ownership

Funds ownership: 109.71% → 109.12% (-0.59%)

Holders
138
Holders Change
+16
Holders Change %
+13.11%
% of All Funds
3.99%
Holding in Top 10
15
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.43%
New
27
Increased
63
Reduced
30
Closed
11
Calls
$951K
Puts
–
Net Calls
+$951K
Net Calls Change
+$919K

Top Buyers

Rank Fund Capital Flow
1
HCM
Hengehold Capital Management
Ohio
+$15.7M
2
TRCT
Tower Research Capital (TRC)
New York
+$8.16M
3
FMP
Financial Management Professionals
Texas
+$4.71M
4
Goldman Sachs
Goldman Sachs
New York
+$3.46M
5
AA
Apriem Advisors
California
+$2.99M

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$6.18M
2
PA
Planning Alternatives
Michigan
-$4.05M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$3.67M
4
UCFA
United Capital Financial Advisors
Texas
-$3.41M
5
RPGK
Retirement Planning Group (Kansas)
Kansas
-$2.91M
Name Holding Trade Value Shares
Change 		Change in
Stake
NDSI
76
Newman Dignan & Sheerar Inc
Rhode Island
$394K +$4.53K +606 +1%
IFS
77
Ifrah Financial Services
Arkansas
$346K -$8.35K -1,116 -2%
TH
78
Timber Hill
Connecticut
$328K – – –
CA
79
Callahan Advisors
Texas
$327K +$8.35K +1,116 +3%
SS
80
SG Select
Florida
$316K +$3.55K +474 +1%
CFA
81
Cahill Financial Advisors
Minnesota
$307K +$42.5K +5,676 +16%
AIG
82
American International Group
New York
$306K +$45 +6 +0%
Bank of Montreal
83
Bank of Montreal
Ontario, Canada
$304K +$299K +40,014 +83,363%
CFA
84
Capstone Financial Advisors
Illinois
$293K +$287K +38,400 New
IAS
85
IMA Advisory Services
Colorado
$282K +$21.8K +2,910 +9%
SIC
86
Sigma Investment Counselors
Michigan
$272K +$7.05K +942 +3%
PMG
87
ProVise Management Group
Florida
$266K +$261K +34,884 New
GAM
88
Gemmer Asset Management
California
$264K +$259K +34,668 New
OCM
89
One Capital Management
California
$260K +$255K +34,098 New
Citadel Advisors
90
Citadel Advisors
Florida
$255K +$251K +33,486 New
SAM
91
Summit Asset Management
Tennessee
$249K -$19K -2,544 -7%
WSTAM
92
Wilbanks Smith & Thomas Asset Management
Virginia
$237K -$692K -92,550 -75%
VCP
93
Vista Capital Partners
Oregon
$236K +$27.9K +3,726 +14%
BWP
94
BSW Wealth Partners
Colorado
$234K +$230K +30,762 New
DFIM
95
Detwiler Fenton Investment Management
Massachusetts
$223K -$56.1K -7,500 -20%
CIC
96
Carnegie Investment Counsel
Ohio
$223K – – –
FNBT
97
FineMark National Bank & Trust
Florida
$218K +$988 +132 +0.5%
SFM
98
Signature Financial Management
Virginia
$218K +$214K +28,620 New
KFS
99
KMS Financial Services
Washington
$216K +$212K +28,338 New
PA
100
Pinnacle Associates
New York
$212K +$208K +27,858 New
2 3
4
5 6

SCHB Hedge Fund Activity: Q1 2014 in Review

138 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Schwab US Broad Market ETF (SCHB) for Q1 2014, worth a combined $570M — up 8.6% from $525M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SCHB positions and 11 closed out — a net gain of 16 holders — while 63 added to existing stakes and 30 trimmed.

The largest buyer was Hengehold Capital Management, adding an estimated $15.7M. The largest seller was Susquehanna International Group, cutting an estimated $6.18M.

  • 138 institutional investors held Schwab US Broad Market ETF (SCHB) as of Q1 2014, up from 122 in Q4 2013.
  • Funds reported $570M of Schwab US Broad Market ETF stock for Q1 2014, up 8.6% quarter-over-quarter.
  • 27 funds opened new Schwab US Broad Market ETF positions in Q1 2014 and 11 closed out, a net change of +16 holders.
  • The largest Schwab US Broad Market ETF buyer in Q1 2014 was Hengehold Capital Management, an estimated $15.7M added.
  • The largest Schwab US Broad Market ETF seller in Q1 2014 was Susquehanna International Group, an estimated $6.18M sold.

Based on aggregated 13F filings for Q1 2014.