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Schwab US Broad Market ETF

122 hedge funds and large institutions have $525M invested in Schwab US Broad Market ETF in 2013 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 58 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

560% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 5

241% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 17

36% more funds holding in top 10

Funds holding in top 10: 1115 (+4)

30% more capital invested

Capital invested by funds: $403M → $525M (+$122M)

30% more funds holding

Funds holding: 94122 (+28)

4.36% more ownership

Funds ownership: 105.35%109.71% (+4.4%)

10% more call options, than puts

Call options by funds: $356K | Put options by funds: $324K

Holders
122
Holders Change
+28
Holders Change %
+29.79%
% of All Funds
3.54%
Holding in Top 10
15
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+36.36%
% of All Funds
0.44%
New
33
Increased
58
Reduced
17
Closed
5
Calls
$356K
Puts
$324K
Net Calls
+$32K
Net Calls Change
-$399K
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$2.34M +$1.62M +225,042 +260%
LPL Financial
27
LPL Financial
California
$2.29M +$190K +26,352 +9%
ACM
28
Avalon Capital Management
California
$2.28M +$2.18M +303,618 New
MPI
29
Mairs & Power Inc
Minnesota
$2.27M
APCM
30
Alaska Permanent Capital Management
Alaska
$2.19M -$87.2K -12,132 -4%
BL
31
BCWM LLC
Kansas
$1.97M -$92.2K -12,816 -5%
Bank of America
32
Bank of America
North Carolina
$1.86M +$73.9K +10,278 +4%
SG Americas Securities
33
SG Americas Securities
New York
$1.79M +$1.71M +238,332 New
DG
34
Davidson & Garrard
Virginia
$1.7M +$1.21M +168,798 +293%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$1.68M +$138K +19,254 +9%
FF
36
Friedenthal Financial
New Jersey
$1.57M +$1.51M +209,820 New
WA
37
WBH Advisory
Maryland
$1.42M +$9.32K +1,296 +0.7%
BC
38
Brinker Capital
Pennsylvania
$1.36M +$1.07M +149,430 +470%
BAS
39
Brown Advisory Securities
Maryland
$1.32M +$181K +25,200 +17%
RH
40
Rayner & Haynor
California
$1.21M +$1.16M +161,700 New
KIA
41
KCM Investment Advisors
California
$1.19M
HB
42
Homrich & Berg
Georgia
$1.12M +$395K +54,930 +58%
SGAM
43
Steinberg Global Asset Management
Florida
$1.02M +$6.21K +864 +0.6%
WSTAM
44
Wilbanks Smith & Thomas Asset Management
Virginia
$927K +$17.3K +2,400 +2%
EVM
45
Eaton Vance Management
Massachusetts
$858K
SIC
46
Salem Investment Counselors
North Carolina
$741K +$21.6K +3,000 +3%
RIM
47
Regent Investment Management
Kentucky
$731K +$701K +97,500 New
HCMT
48
Highland Capital Management (Tennessee)
Tennessee
$695K +$9.28K +1,290 +1%
BCI
49
Brinker Capital Investments
Pennsylvania
$646K +$288K +40,032 +87%
NGA
50
Naples Global Advisors
Florida
$627K +$601K +83,580 New