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SCD

LMP Capital and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
26
Saba Capital Management
New York
$165K
CIA
27
Capital Investment Advisors
Georgia
$162K
AG
28
Advisor Group
Arizona
$162K +$8.38K +601 +6%
RJT
29
Raymond James Trust
Florida
$156K
Ameriprise
30
Ameriprise
Minnesota
$147K +$144K +10,340 New
Citigroup
31
Citigroup
New York
$146K +$23.8K +1,711 +20%
M&T Bank
32
M&T Bank
New York
$142K +$140K +10,011 New
BBPWM
33
Blue Bell Private Wealth Management
Pennsylvania
$45K +$7.55K +542 +21%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$24K +$362 +26 +2%
US Bancorp
35
US Bancorp
Minnesota
$22K +$21.6K +1,552 New
TCOV
36
Trust Company of Vermont
Vermont
$17K
Creative Planning
37
Creative Planning
Kansas
$6K
AF
38
Allworth Financial
California
$4K
AIM
39
Acrospire Investment Management
Illinois
$4K +$4.07K +292 New
PCM
40
Penserra Capital Management
California
$3K -$362 -26 -9%
MFW
41
Mosaic Family Wealth
Missouri
$1K -$4.91K -352 -82%
MA
42
MUFG Americas
New York
$1K +$1.45K +104 New
MC
43
Matisse Capital
Oregon
-$442K -33,223 Closed
IECM
44
Intrinsic Edge Capital Management
Illinois
-$399K -30,000 Closed
SFS
45
Shaker Financial Services
Virginia
-$278K -20,921 Closed
LCM
46
Laurion Capital Management
New York
-$163K -12,248 Closed
KA
47
Klingman & Associates
New York
-$154K -11,600 Closed
CPA
48
Cowen Prime Advisors
New York
-$69.7K -5,000 Closed
BIG
49
Bellwether Investment Group
Tennessee
-$8K -634 Closed