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Saratoga Investment

Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$437K -$185K -8,164 -30%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$430K -$149K -6,561 -26%
Citadel Advisors
28
Citadel Advisors
Florida
$426K +$418K +18,460 New
Osaic Holdings
29
Osaic Holdings
Arizona
$425K +$267K +11,787 +178%
DADC
30
D.A. Davidson & Co
Montana
$420K -$301K -13,258 -42%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$401K -$35.7K -1,573 -8%
TI
32
Trexquant Investment
Connecticut
$388K -$792K -34,935 -67%
SS
33
Sunbelt Securities
Texas
$317K +$7.8K +344 +3%
DTL
34
Dynamic Technology Lab
Singapore
$305K +$300K +13,214 New
UBS Group
35
UBS Group
Switzerland
$300K +$273K +12,064 +1,257%
Susquehanna International Group
36
Susquehanna International Group
Pennsylvania
$297K +$57.3K +2,529 +24%
ACM
37
Aquatic Capital Management
Illinois
$279K -$14.2K -628 -5%
BHCM
38
Brevan Howard Capital Management
Jersey
$263K -$142K -6,256 -35%
Two Sigma Advisers
39
Two Sigma Advisers
New York
$254K -$2.03M -89,647 -89%
DTC
40
Davidson Trust Company
Washington
$254K
WS
41
Wedbush Securities
California
$247K
HighTower Advisors
42
HighTower Advisors
Illinois
$236K -$14.7K -647 -6%
JP Morgan Chase
43
JP Morgan Chase
New York
$162K -$2.36K -104 -1%
RFA
44
Register Financial Advisors
Georgia
$138K +$657 +29 +0.5%
HI
45
Harbour Investments
Wisconsin
$138K +$68K +3,000 +101%
SPIA
46
Steward Partners Investment Advisory
New York
$120K +$102K +4,478 +610%
Simplex Trading
47
Simplex Trading
Illinois
$98.4K +$32.5K +1,435 +51%
DSC
48
Daytona Street Capital
Missouri
$50.6K +$45.3K +1,999 New
BCWM
49
Bartlett & Co Wealth Management
Ohio
$46.1K
KAS
50
Kestra Advisory Services
Texas
$45.8K +$45K +1,987 New