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Saratoga Investment

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$615K +$22.7K +911 +4%
Raymond James Financial
27
Raymond James Financial
Florida
$563K -$195K -7,796 -25%
PA
28
PFG Advisors
Arizona
$535K +$150 +6 +0%
Cetera Investment Advisers
29
Cetera Investment Advisers
Illinois
$488K +$248K +9,926 +98%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$463K -$83.1K -3,331 -15%
Kovitz Investment Group Partners
31
Kovitz Investment Group Partners
Illinois
$434K -$798 -32 -0.2%
BHCM
32
Brevan Howard Capital Management
Jersey
$431K +$441K +17,675 New
Marshall Wace
33
Marshall Wace
United Kingdom
$406K +$415K +16,631 New
FFN
34
Focus Financial Network
Minnesota
$382K +$391K +15,655 New
BA
35
Bard Associates
Illinois
$348K -$39.6K -1,589 -10%
SS
36
Sunbelt Securities
Texas
$326K +$207K +8,300 +163%
VA
37
VestGen Advisors
Illinois
$311K +$318K +12,759 New
ACM
38
Aquatic Capital Management
Illinois
$310K +$311K +12,470 +4,815%
DTC
39
Davidson Trust Company
Washington
$268K
HighTower Advisors
40
HighTower Advisors
Illinois
$265K +$524 +21 +0.2%
WS
41
Wedbush Securities
California
$261K
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
$252K +$258K +10,346 New
JP Morgan Chase
43
JP Morgan Chase
New York
$174K -$4.69K -188 -3%
Osaic Holdings
44
Osaic Holdings
Arizona
$168K +$8.98K +360 +6%
RFA
45
Register Financial Advisors
Georgia
$145K +$474 +19 +0.3%
HI
46
Harbour Investments
Wisconsin
$72.5K +$49.2K +1,973 +197%
Simplex Trading
47
Simplex Trading
Illinois
$68K +$70.6K +2,828 +282,800%
BCWM
48
Bartlett & Co Wealth Management
Ohio
$48.8K
ASN
49
Advisory Services Network
Georgia
$44.9K +$45.9K +1,841 New
QT
50
Quantbot Technologies
New York
$35.7K +$36.5K +1,464 New