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Saratoga Investment

Name Holding Trade Value Shares
Change
Change in
Stake
DADC
26
D.A. Davidson & Co
Montana
$760K +$2.16K +87 +0.3%
CRC
27
Curi RMB Capital
Illinois
$760K
Connor, Clark & Lunn Investment Management (CC&L)
28
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$747K +$437K +17,595 +148%
Marshall Wace
29
Marshall Wace
United Kingdom
$711K -$196K -7,879 -22%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$595K +$25.3K +1,018 +5%
PA
31
PFG Advisors
Arizona
$555K -$4.2K -169 -0.8%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$427K +$35.9K +1,443 +9%
BA
33
Bard Associates
Illinois
$404K
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$398K +$390K +15,700 New
Kovitz Investment Group Partners
35
Kovitz Investment Group Partners
Illinois
$306K -$1.17M -47,145 -80%
DTC
36
Davidson Trust Company
Washington
$279K
JP Morgan Chase
37
JP Morgan Chase
New York
$277K +$103K +4,134 +61%
CSS
38
Cubist Systematic Strategies
Connecticut
$275K +$270K +10,869 New
HighTower Advisors
39
HighTower Advisors
Illinois
$272K -$9.77K -393 -4%
WS
40
Wedbush Securities
California
$271K +$49.7K +2,000 +23%
AAS
41
Avantax Advisory Services
Texas
$263K
Cetera Investment Advisers
42
Cetera Investment Advisers
Illinois
$255K +$250K +10,049 New
Janney Montgomery Scott
43
Janney Montgomery Scott
Pennsylvania
$234K +$8.63K +347 +4%
SS
44
Sunbelt Securities
Texas
$176K +$46K +1,850 +36%
RFA
45
Register Financial Advisors
Georgia
$150K +$448 +18 +0.3%
Osaic Holdings
46
Osaic Holdings
Arizona
$128K -$8.23K -331 -6%
SPIA
47
Steward Partners Investment Advisory
New York
$57.5K
BCWM
48
Bartlett & Co Wealth Management
Ohio
$50.7K +$37.3K +1,500 +300%
PC
49
Promus Capital
Illinois
$32.2K
AT
50
Arlington Trust
Alabama
$25.3K