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Saratoga Investment

Name Holding Trade Value Shares
Change
Change in
Stake
Rockefeller Capital Management
26
Rockefeller Capital Management
New York
$380K -$19.9K -826 -4%
BRWA
27
B. Riley Wealth Advisors
Florida
$348K +$29.4K +1,225 +8%
VEA
28
Virtus ETF Advisers
New York
$337K -$25.4K -1,058 -6%
BA
29
Bard Associates
Illinois
$334K -$3.85K -160 -1%
Northern Trust
30
Northern Trust
Illinois
$320K +$28.7K +1,194 +8%
JMPWA
31
JP Morgan Private Wealth Advisors
California
$284K +$40.8K +1,696 +14%
DTC
32
Davidson Trust Company
Washington
$228K -$48.1K -2,000 -15%
LFG
33
Larson Financial Group
Missouri
$176K +$204K +8,468 New
IA
34
IFP Advisors
Florida
$155K +$1.83K +76 +1%
UBS Group
35
UBS Group
Switzerland
$87K -$18.7K -777 -16%
TWM
36
Tradition Wealth Management
Minnesota
$31K +$889 +37 +3%
CFB
37
Cullen/Frost Bankers
Texas
$19K
APA
38
American Portfolios Advisors
New York
$18.3K
SPIA
39
Steward Partners Investment Advisory
New York
$15K
PP
40
PFS Partners
New Jersey
$10.4K
National Bank of Canada
41
National Bank of Canada
Quebec, Canada
$10K
ACM
42
Aquatic Capital Management
Illinois
$10K +$5.5K +229 +85%
CHA
43
Carmichael Hill & Associates
Maryland
$7K
TRCT
44
Tower Research Capital (TRC)
New York
$6K +$7.24K +301 New
LWANC
45
Laurel Wealth Advisors (North Carolina)
North Carolina
$5K
FMP
46
Financial Management Professionals
Texas
$4K
TJHA
47
Thomas J. Herzfeld Advisors
Florida
-$1.97M -81,998 Closed
Millennium Management
48
Millennium Management
New York
-$393K -16,392 Closed
Two Sigma Investments
49
Two Sigma Investments
New York
-$378K -15,788 Closed
AAS
50
Avantax Advisory Services
Texas
-$212K -8,852 Closed