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Saratoga Investment

Name Holding Trade Value Shares
Change
Change in
Stake
BRWA
26
B. Riley Wealth Advisors
Florida
$348K -$34.5K -1,250 -9%
BA
27
Bard Associates
Illinois
$319K +$68.6K +2,485 +29%
AIP
28
Ahrens Investment Partners
Louisiana
$314K +$301K +10,910 New
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$281K +$270K +9,780 New
JMPWA
30
JP Morgan Private Wealth Advisors
California
$244K
CPIG
31
Chicago Partners Investment Group
Illinois
$234K +$994 +36 +0.4%
TC
32
TAP Consulting
Missouri
$230K +$3.89K +141 +2%
CA
33
Cetera Advisors
Colorado
$215K +$207K +7,488 New
EGA
34
Eagle Global Advisors
Texas
$203K -$337K -12,200 -63%
UBS Group
35
UBS Group
Switzerland
$111K -$377K -13,644 -78%
Rockefeller Capital Management
36
Rockefeller Capital Management
New York
$64K +$14.1K +509 +29%
Bank of America
37
Bank of America
North Carolina
$50K +$42.1K +1,525 +763%
TWM
38
Tradition Wealth Management
Minnesota
$40K +$663 +24 +2%
FIA
39
FNY Investment Advisers
New York
$40K +$38.6K +1,399 New
CFB
40
Cullen/Frost Bankers
Texas
$39K
HI
41
Harbour Investments
Wisconsin
$29K
APA
42
American Portfolios Advisors
New York
$25.3K
SPIA
43
Steward Partners Investment Advisory
New York
$21K
MSFP
44
Mark Sheptoff Financial Planning
Connecticut
$20K -$11K -400 -36%
TRCT
45
Tower Research Capital (TRC)
New York
$15K +$14.7K +533 New
GWM
46
Geneos Wealth Management
Colorado
$10K
SSB
47
Sandy Spring Bank
Maryland
$10K
LWANC
48
Laurel Wealth Advisors (North Carolina)
North Carolina
$7K
CHA
49
Carmichael Hill & Associates
Maryland
$6K +$5.93K +215 New
FMP
50
Financial Management Professionals
Texas
$5K +$5K +181 New