S&W Seed Co
SANW
SANW was delisted on the 1st of August, 2025.
33 hedge funds and large institutions have $40.6M invested in S&W Seed Co in 2017 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 6 increasing their positions, 11 reducing their positions, and 4 closing their positions.
1,656% more call options, than puts
Call options by funds: $158K | Put options by funds: $9K
75% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 4
10% more funds holding
Funds holding: 30 → 33 (+3)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0.09% less ownership
Funds ownership: 3.37% → 3.28% (-0.09%)
15% less capital invested
Capital invested by funds: $47.7M → $40.6M (-$7.13M)
45% less repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 11
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MFP
Michael F. Price
|
+$4.54M |
| 2 |
WC
Wynnefield Capital
New York
|
+$2.6M |
| 3 |
OWIM
Old West Investment Management
Los Angeles,
California
|
+$907K |
| 4 |
BRF
B. Riley Financial
Los Angeles,
California
|
+$832K |
| 5 |
Vanguard Group
Malvern,
Pennsylvania
|
+$656K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NC
Northpointe Capital
Bloomfield Hills,
Michigan
|
-$1.97M |
| 2 |
CRC
Curi RMB Capital
Chicago,
Illinois
|
-$1.58M |
| 3 |
EIM
Essex Investment Management
Boston,
Massachusetts
|
-$655K |
| 4 |
KCM
Kennedy Capital Management
St Louis,
Missouri
|
-$577K |
| 5 |
TAM
THB Asset Management
Norwalk,
Connecticut
|
-$406K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TDC
26
Thompson Davis & Co
Richmond,
Virginia
| $16K | +$10.4K | +158 | +150% |
|
27
Morgan Stanley
New York
| $7K | – | – | – |
|
28
UBS Group
Zurich,
Switzerland
| $5K | +$5.73K | +87 | New |
|
|
CG
29
Cutler Group
San Francisco,
California
| $4K | -$1.38K | -21 | -22% |
|
|
TRCT
30
Tower Research Capital (TRC)
New York
| $3K | -$8.3K | -126 | -68% |
|
|
FDCDDQ
31
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
| $1.57K | – | – | – |
|
|
NC
32
Northpointe Capital
Bloomfield Hills,
Michigan
| – | -$1.97M | -25,004 | Closed |
|
|
EIM
33
Essex Investment Management
Boston,
Massachusetts
| – | -$655K | -8,312 | Closed |
|
|
SST
34
S Squared Technology
New York
| – | -$393K | -4,989 | Closed |
|
|
MMG
35
Monetary Management Group
St Louis,
Missouri
| – | -$41K | -526 | Closed |
|
36
Barclays
London,
United Kingdom
| – | -$16.3K | -247 | -98% |
|
37
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | +$66 | +1 | New |
|
SANW Hedge Fund Activity: Q3 2017 in Review
33 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in S&W Seed Co (SANW) for Q3 2017, worth a combined $40.6M — down 15% from $47.7M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new SANW positions and 4 closed out — a net gain of 3 holders — while 6 added to existing stakes and 11 trimmed.
The largest buyer was Michael F. Price, adding an estimated $4.54M. The largest seller was Northpointe Capital, exiting entirely with an estimated $1.97M sold.
- 33 institutional investors held S&W Seed Co (SANW) as of Q3 2017, up from 30 in Q2 2017.
- Funds reported $40.6M of S&W Seed Co stock for Q3 2017, down 15% quarter-over-quarter.
- 7 funds opened new S&W Seed Co positions in Q3 2017 and 4 closed out, a net change of +3 holders.
- The largest S&W Seed Co buyer in Q3 2017 was Michael F. Price, an estimated $4.54M added.
- The largest S&W Seed Co seller in Q3 2017 was Northpointe Capital, an estimated $1.97M sold.
Based on aggregated 13F filings for Q3 2017.