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ProShares Short Russell2000
RWM

39 hedge funds and large institutions have $156M invested in ProShares Short Russell2000 in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

15% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 13

4.56% more ownership

Funds ownership: 30.84% → 35.41% (+4.6%)

3% less capital invested

Capital invested by funds: $161M → $156M (-$4.9M)

19% less call options, than puts

Call options by funds: $2.99M | Put options by funds: $3.67M

30% less funds holding

Funds holding: 56 → 39 (-17)

80% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 20

Holders
39
Holders Change
-17
Holders Change %
-30.36%
% of All Funds
1.04%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
4
Increased
15
Reduced
13
Closed
20
Calls
$2.99M
Puts
$3.67M
Net Calls
-$680K
Net Calls Change
+$1.18M

Top Buyers

1
Mirae Asset Global Investments
Mirae Asset Global Investments
South Korea
+$12.7M
2
UBS Group
UBS Group
Switzerland
+$10.4M
3
Baird Financial Group
Baird Financial Group
Wisconsin
+$6.81M
4
IPC
Independent Portfolio Consultants
Florida
+$3.77M
5
WIC
Woodmont Investment Counsel
Tennessee
+$2.5M

Top Sellers

1
BC
Brinker Capital
Pennsylvania
-$16M
2
TRCT
Tower Research Capital (TRC)
New York
-$3.42M
3
Jane Street
Jane Street
New York
-$2.94M
4
Wells Fargo
Wells Fargo
California
-$2.74M
5
DAS
Dynamic Advisor Solutions
Arizona
-$1.86M
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$34.2M +$10.4M +188,198 +42%
Morgan Stanley
2
Morgan Stanley
New York
$25.5M +$403K +7,282 +2%
Wells Fargo
3
Wells Fargo
California
$20M -$2.74M -49,510 -12%
ECM
4
Evergreen Capital Management
Washington
$17.6M +$986K +17,816 +6%
Mirae Asset Global Investments
5
Mirae Asset Global Investments
South Korea
$13.4M +$12.7M +228,800 +1,079%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$10M +$6.81M +122,971 +195%
JWS
7
Juncture Wealth Strategies
Arizona
$6.33M +$304K +5,497 +5%
NHFG
8
New Harbor Financial Group
Massachusetts
$5.67M +$199K +3,598 +4%
LPL Financial
9
LPL Financial
California
$4.24M -$255K -4,614 -6%
IPC
10
Independent Portfolio Consultants
Florida
$3.71M +$3.77M +68,180 +7,635%
WIC
11
Woodmont Investment Counsel
Tennessee
$2.43M +$2.5M +45,215 New
JPC
12
Jackson Park Capital
Utah
$2.26M +$2.05M +37,000 +740%
Citadel Advisors
13
Citadel Advisors
Florida
$1.42M +$1.27M +22,948 +676%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.02M +$1.05M +18,916 New
OC
15
Oppenheimer & Co
New York
$1.02M +$538K +9,721 +106%
CAM
16
Chesapeake Asset Management
New York
$934K – – –
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$916K -$272K -4,910 -22%
IA
18
IFP Advisors
Florida
$834K +$29.6K +534 +4%
PAS
19
Partnervest Advisory Services
California
$817K +$249K +4,500 +42%
HF
20
HRT Financial
New York
$681K -$74.8K -1,351 -10%
VKH
21
Virtu KCG Holdings
New York
$559K +$265K +4,778 +85%
TAM
22
Tocqueville Asset Management
New York
$538K +$554K +10,000 New
BCI
23
Brinker Capital Investments
Pennsylvania
$368K -$15.3K -276 -4%
ICOA
24
Investment Centers of America
North Dakota
$331K -$22.1K -400 -6%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$328K +$127K +2,300 +60%
1
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RWM Hedge Fund Activity: Q3 2016 in Review

39 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ProShares Short Russell2000 (RWM) for Q3 2016, worth a combined $156M — down 3% from $161M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of RWM and 4 opened new positions — a net loss of 16 holders — while 13 trimmed existing stakes and 15 added.

The largest buyer was Mirae Asset Global Investments, adding an estimated $12.7M. The largest seller was Brinker Capital, exiting entirely with an estimated $16M sold.

  • 39 institutional investors held ProShares Short Russell2000 (RWM) as of Q3 2016, down from 56 in Q2 2016.
  • Funds reported $156M of ProShares Short Russell2000 stock for Q3 2016, down 3% quarter-over-quarter.
  • 4 funds opened new ProShares Short Russell2000 positions in Q3 2016 and 20 closed out, a net change of -16 holders.
  • The largest ProShares Short Russell2000 buyer in Q3 2016 was Mirae Asset Global Investments, an estimated $12.7M added.
  • The largest ProShares Short Russell2000 seller in Q3 2016 was Brinker Capital, an estimated $16M sold.

Based on aggregated 13F filings for Q3 2016.