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ProShares Short Russell2000

43 hedge funds and large institutions have $299M invested in ProShares Short Russell2000 in 2013 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more funds holding in top 10

Funds holding in top 10: 17 (+6)

365% more call options, than puts

Call options by funds: $628K | Put options by funds: $135K

53% more capital invested

Capital invested by funds: $196M → $299M (+$103M)

43% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 14

33% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 9

13% more funds holding

Funds holding: 3843 (+5)

3.8% more ownership

Funds ownership: 11.59%15.39% (+3.8%)

Holders
43
Holders Change
+5
Holders Change %
+13.16%
% of All Funds
1.25%
Holding in Top 10
7
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+600%
% of All Funds
0.2%
New
20
Increased
12
Reduced
9
Closed
14
Calls
$628K
Puts
$135K
Net Calls
+$493K
Net Calls Change
+$1.15M
Name Holding Trade Value Shares
Change
Change in
Stake
BC
1
Brinker Capital
Pennsylvania
$143M +$122M +1,716,213 +430%
VF
2
Virtu Financial
New York
$26.9M +$28.3M +398,630 New
ECM
3
Evergreen Capital Management
Washington
$21.8M -$2.66M -37,412 -10%
Morgan Stanley
4
Morgan Stanley
New York
$17.7M -$40.9M -576,008 -69%
U
5
UBS
Switzerland
$13.8M +$3.07M +43,237 +27%
Goldman Sachs
6
Goldman Sachs
New York
$12.3M +$12.9M +182,062 New
BCI
7
Brinker Capital Investments
Pennsylvania
$11.8M +$1.95M +27,371 +19%
Wells Fargo
8
Wells Fargo
California
$11.7M -$12.6M -177,269 -51%
LG
9
Leuthold Group
Minnesota
$5.95M +$66.4K +934 +1%
PSW
10
Portfolio Strategies (Washington)
Washington
$5.61M +$5.9M +83,025 New
PIA
11
Peachtree Investment Advisors
Georgia
$4.33M +$4.56M +64,196 New
DD
12
Dominick & Dominick
New York
$3.93M +$4.14M +58,271 New
TRCT
13
Tower Research Capital (TRC)
New York
$2.73M +$1.9M +26,695 +193%
B
14
Baird
Wisconsin
$2.11M -$71.4K -1,005 -3%
CCS
15
Crosspoint Capital Strategies
California
$1.94M +$2.14M +30,074 New
VKH
16
Virtu KCG Holdings
New York
$1.9M +$1.37M +19,299 +219%
SI
17
Shaker Investments
Ohio
$1.69M +$1.78M +25,000 New
LPL Financial
18
LPL Financial
California
$1.66M +$492K +6,922 +39%
VAM
19
Verity Asset Management
North Carolina
$1.08M +$1.14M +16,054 New
AC
20
AFAM Capital
Texas
$928K +$977K +13,750 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$666K +$187K +2,631 +36%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$606K +$152K +2,137 +32%
Northern Trust
23
Northern Trust
Illinois
$543K +$572K +8,050 New
BF
24
BOK Financial
Oklahoma
$520K +$547K +7,701 New
RJA
25
Raymond James & Associates
Florida
$483K -$1.11M -15,582 -69%

RWM Hedge Fund Activity: Q4 2013 in Review

43 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in ProShares Short Russell2000 (RWM) for Q4 2013, worth a combined $299M — up 53% from $196M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new RWM positions and 14 closed out — a net gain of 6 holders — while 12 added to existing stakes and 9 trimmed.

The largest buyer was Brinker Capital, adding an estimated $122M. The largest seller was Morgan Stanley, cutting an estimated $40.9M.

  • 43 institutional investors held ProShares Short Russell2000 (RWM) as of Q4 2013, up from 38 in Q3 2013.
  • Funds reported $299M of ProShares Short Russell2000 stock for Q4 2013, up 53% quarter-over-quarter.
  • 20 funds opened new ProShares Short Russell2000 positions in Q4 2013 and 14 closed out, a net change of +6 holders.
  • The largest ProShares Short Russell2000 buyer in Q4 2013 was Brinker Capital, an estimated $122M added.
  • The largest ProShares Short Russell2000 seller in Q4 2013 was Morgan Stanley, an estimated $40.9M sold.

Based on aggregated 13F filings for Q4 2013.