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ProShares Short Russell2000
RWM

39 hedge funds and large institutions have $156M invested in ProShares Short Russell2000 in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

15% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 13

4.56% more ownership

Funds ownership: 30.84% → 35.41% (+4.6%)

3% less capital invested

Capital invested by funds: $161M → $156M (-$4.9M)

19% less call options, than puts

Call options by funds: $2.99M | Put options by funds: $3.67M

30% less funds holding

Funds holding: 56 → 39 (-17)

80% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 20

Holders
39
Holders Change
-17
Holders Change %
-30.36%
% of All Funds
1.04%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
4
Increased
15
Reduced
13
Closed
20
Calls
$2.99M
Puts
$3.67M
Net Calls
-$680K
Net Calls Change
+$1.18M

Top Buyers

1
Mirae Asset Global Investments
Mirae Asset Global Investments
South Korea
+$12.7M
2
UBS Group
UBS Group
Switzerland
+$10.4M
3
Baird Financial Group
Baird Financial Group
Wisconsin
+$6.81M
4
IPC
Independent Portfolio Consultants
Florida
+$3.77M
5
WIC
Woodmont Investment Counsel
Tennessee
+$2.5M

Top Sellers

1
BC
Brinker Capital
Pennsylvania
-$16M
2
TRCT
Tower Research Capital (TRC)
New York
-$3.42M
3
Jane Street
Jane Street
New York
-$2.94M
4
Wells Fargo
Wells Fargo
California
-$2.74M
5
DAS
Dynamic Advisor Solutions
Arizona
-$1.86M
Name Holding Trade Value Shares
Change 		Change in
Stake
AG
26
Advisor Group
Arizona
$277K -$256K -4,619 -47%
PCM
27
Prelude Capital Management
New York
$271K -$76K -1,373 -21%
AI
28
Atria Investments
North Carolina
$223K +$230K +4,154 New
Simplex Trading
29
Simplex Trading
Illinois
$128K -$129K -2,338 -50%
MIM
30
Macroview Investment Management
Maryland
$124K -$31.8K -574 -20%
US Bancorp
31
US Bancorp
Minnesota
$117K – – –
CYG
32
Clean Yield Group
Vermont
$75K -$304K -5,500 -80%
WRM
33
Westport Resources Management
Connecticut
$33K – – –
MFS
34
MSI Financial Services
Massachusetts
$23K -$23.1K -418 -50%
Bank of America
35
Bank of America
North Carolina
$11K -$11.1K -200 -50%
GWM
36
Geneos Wealth Management
Colorado
$7K – – –
WTB
37
Washington Trust Bank
Washington
$7K – – –
RFA
38
Reilly Financial Advisors
California
$4K – – –
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$2K – – –
BC
40
Brinker Capital
Pennsylvania
– -$16M -271,977 Closed
TRCT
41
Tower Research Capital (TRC)
New York
– -$3.42M -57,926 Closed
Jane Street
42
Jane Street
New York
– -$2.94M -53,173 Closed
DAS
43
Dynamic Advisor Solutions
Arizona
– -$1.86M -31,569 Closed
VF
44
Virtu Financial
New York
– -$1.57M -26,547 Closed
ACM
45
Avalon Capital Management
California
– -$1.47M -24,955 Closed
ACM
46
Ashford Capital Management
Delaware
– -$1.39M -23,540 Closed
RJA
47
Raymond James & Associates
Florida
– -$815K -13,815 Closed
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
– -$696K -12,580 Closed
CT
49
CMT Trading
Illinois
– -$297K -5,028 Closed
PAG
50
Private Advisor Group
New Jersey
– -$263K -4,451 Closed
1
2
3

RWM Hedge Fund Activity: Q3 2016 in Review

39 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ProShares Short Russell2000 (RWM) for Q3 2016, worth a combined $156M — down 3% from $161M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of RWM and 4 opened new positions — a net loss of 16 holders — while 13 trimmed existing stakes and 15 added.

The largest buyer was Mirae Asset Global Investments, adding an estimated $12.7M. The largest seller was Brinker Capital, exiting entirely with an estimated $16M sold.

  • 39 institutional investors held ProShares Short Russell2000 (RWM) as of Q3 2016, down from 56 in Q2 2016.
  • Funds reported $156M of ProShares Short Russell2000 stock for Q3 2016, down 3% quarter-over-quarter.
  • 4 funds opened new ProShares Short Russell2000 positions in Q3 2016 and 20 closed out, a net change of -16 holders.
  • The largest ProShares Short Russell2000 buyer in Q3 2016 was Mirae Asset Global Investments, an estimated $12.7M added.
  • The largest ProShares Short Russell2000 seller in Q3 2016 was Brinker Capital, an estimated $16M sold.

Based on aggregated 13F filings for Q3 2016.