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Royce Value Trust

139 hedge funds and large institutions have $302M invested in Royce Value Trust in 2019 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 64 increasing their positions, 39 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 39

2% more capital invested

Capital invested by funds: $297M → $302M (+$5.08M)

3% less funds holding

Funds holding: 143139 (-4)

2.99% less ownership

Funds ownership: 25.9%22.9% (-3%)

27% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 15

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
139
Holders Change
-4
Holders Change %
-2.8%
% of All Funds
3.05%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
11
Increased
64
Reduced
39
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$63.4M +$3.64M +264,528 +6%
Wells Fargo
2
Wells Fargo
California
$23.3M +$2.09M +152,012 +10%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$21.4M +$1.6M +116,482 +8%
RJA
4
Raymond James & Associates
Florida
$19.4M +$591K +42,973 +3%
AAM
5
Advisors Asset Management
Colorado
$12.6M -$1.1M -80,115 -8%
UBS Group
6
UBS Group
Switzerland
$11.2M +$476K +34,628 +4%
Bank of America
7
Bank of America
North Carolina
$10.4M +$6.81K +495 +0.1%
FAAS
8
First Allied Advisory Services
California
$9.67M +$706K +51,317 +8%
Lazard Asset Management
9
Lazard Asset Management
New York
$8.59M -$116K -8,410 -1%
PPA
10
Parametric Portfolio Associates
Washington
$8.41M +$2.32M +168,937 +38%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$6.76M +$491K +35,696 +8%
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$5.26M -$110K -7,998 -2%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$5.23M +$73.3K +5,330 +1%
BCI
14
Brinker Capital Investments
Pennsylvania
$5.19M +$236K +17,192 +5%
GC
15
Guggenheim Capital
Illinois
$4.72M +$520K +37,824 +12%
SFS
16
Shaker Financial Services
Virginia
$4.59M -$393K -28,582 -8%
PAIM
17
Punch & Associates Investment Management
Minnesota
$4.54M +$1.35M +98,206 +42%
Stifel Financial
18
Stifel Financial
Missouri
$4.35M +$573K +41,645 +15%
OC
19
Oppenheimer & Co
New York
$4.13M +$453K +32,958 +12%
1832 Asset Management
20
1832 Asset Management
Ontario, Canada
$3.7M
RIL
21
Rothschild Investment LLC
Illinois
$3.02M +$11.6K +844 +0.4%
LPL Financial
22
LPL Financial
California
$2.95M +$47.4K +3,445 +2%
GAI
23
General American Investors
New York
$2.72M
DADC
24
D.A. Davidson & Co
Montana
$2.71M +$71.6K +5,204 +3%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$2.55M -$30.9K -2,244 -1%

RVT Hedge Fund Activity: Q3 2019 in Review

139 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Royce Value Trust (RVT) for Q3 2019, worth a combined $302M — up 1.7% from $297M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of RVT and 11 opened new positions — a net loss of 4 holders — while 39 trimmed existing stakes and 64 added.

The largest buyer was Morgan Stanley, adding an estimated $3.64M. The largest seller was Wolverine Asset Management, cutting an estimated $3.52M.

  • 139 institutional investors held Royce Value Trust (RVT) as of Q3 2019, down from 143 in Q2 2019.
  • Funds reported $302M of Royce Value Trust stock for Q3 2019, up 1.7% quarter-over-quarter.
  • 11 funds opened new Royce Value Trust positions in Q3 2019 and 15 closed out, a net change of -4 holders.
  • The largest Royce Value Trust buyer in Q3 2019 was Morgan Stanley, an estimated $3.64M added.
  • The largest Royce Value Trust seller in Q3 2019 was Wolverine Asset Management, an estimated $3.52M sold.

Based on aggregated 13F filings for Q3 2019.