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Royce Value Trust

144 hedge funds and large institutions have $252M invested in Royce Value Trust in 2018 Q4 according to their latest regulatory filings, with 40 funds opening new positions, 45 increasing their positions, 38 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 16

19% more funds holding

Funds holding: 121144 (+23)

18% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 38

0.02% less ownership

Funds ownership: 25.75%25.73% (-0.02%)

28% less capital invested

Capital invested by funds: $350M → $252M (-$97.4M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
144
Holders Change
+23
Holders Change %
+19.01%
% of All Funds
3.21%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
40
Increased
45
Reduced
38
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$48.8M -$3.95M -285,225 -6%
Wells Fargo
2
Wells Fargo
California
$16.1M -$3.75M -270,974 -17%
RJA
3
Raymond James & Associates
Florida
$15.1M -$203K -14,656 -1%
AAM
4
Advisors Asset Management
Colorado
$14.4M -$1.87M -134,929 -10%
UBS Group
5
UBS Group
Switzerland
$9.8M -$383K -27,679 -3%
Bank of America
6
Bank of America
North Carolina
$9.04M +$1.12M +80,709 +12%
Lazard Asset Management
7
Lazard Asset Management
New York
$8.78M +$538K +38,848 +6%
FAAS
8
First Allied Advisory Services
California
$8.12M +$1.43M +103,499 +18%
1832 Asset Management
9
1832 Asset Management
Ontario, Canada
$5.43M
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$4.84M +$250K +18,046 +5%
BBPWM
11
Blue Bell Private Wealth Management
Pennsylvania
$4.81M +$570K +41,202 +11%
WAM
12
Wolverine Asset Management
Illinois
$4.51M +$5.29M +382,175 New
BCI
13
Brinker Capital Investments
Pennsylvania
$4.2M -$911K -65,858 -16%
GC
14
Guggenheim Capital
Illinois
$4.05M -$909K -65,702 -16%
PPA
15
Parametric Portfolio Associates
Washington
$4.05M +$1.68M +121,342 +55%
YCM
16
Yakira Capital Management
Connecticut
$3.45M -$138K -9,958 -3%
CRC
17
Curi RMB Capital
Illinois
$3.39M +$3.97M +286,929 New
HI
18
HBK Investments
Texas
$3.11M +$3.65M +263,645 New
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$3.11M +$234K +16,932 +7%
Stifel Financial
20
Stifel Financial
Missouri
$3.08M -$5.29M -382,340 -59%
CA
21
Cornerstone Advisors
North Carolina
$3.07M +$3.6M +260,159 New
PAIM
22
Punch & Associates Investment Management
Minnesota
$2.77M +$404K +29,178 +14%
RIL
23
Rothschild Investment LLC
Illinois
$2.59M +$9.12K +659 +0.3%
SFS
24
Shaker Financial Services
Virginia
$2.59M +$3.03M +219,250 New
RCM
25
Rivernorth Capital Management
Florida
$2.57M +$3.03M +218,685 New

RVT Hedge Fund Activity: Q4 2018 in Review

144 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Royce Value Trust (RVT) for Q4 2018, worth a combined $252M — down 28% from $350M a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new RVT positions and 16 closed out — a net gain of 24 holders — while 45 added to existing stakes and 38 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $5.29M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $18.6M sold.

  • 144 institutional investors held Royce Value Trust (RVT) as of Q4 2018, up from 121 in Q3 2018.
  • Funds reported $252M of Royce Value Trust stock for Q4 2018, down 28% quarter-over-quarter.
  • 40 funds opened new Royce Value Trust positions in Q4 2018 and 16 closed out, a net change of +24 holders.
  • The largest Royce Value Trust buyer in Q4 2018 was Wolverine Asset Management, an estimated $5.29M added.
  • The largest Royce Value Trust seller in Q4 2018 was Raymond James Financial Services Advisors, an estimated $18.6M sold.

Based on aggregated 13F filings for Q4 2018.