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ROX
Castle Brands, Inc.
ROX
ROX
Delisted
ROX was delisted on the 8th of October, 2019.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
1
Invesco
Atlanta,
Georgia
| $339K | – | – | – |
|
| 2 |
EEG
2
E.E. Geduld
| $57K | +$11.3K | +25,000 | +50% |
|
| 3 |
VKH
3
Virtu KCG Holdings
New York
| $28K | +$16.9K | +37,349 | New |
|
| 4 |
4
HighTower Advisors
Chicago,
Illinois
| $27K | – | – | – |
|
| 5 |
5
Bessemer Group
Woodbridge,
New Jersey
| $16K | – | – | – |
|
| 6 |
GC
6
Guggenheim Capital
Chicago,
Illinois
| $13K | +$7.67K | +16,951 | New |
|
| 7 |
ISL
7
Ingalls & Snyder LLC
New York
| $11K | – | – | – |
|
| 8 |
TWA
8
TCI Wealth Advisors
Tucson,
Arizona
| $8K | – | – | – |
|
| 9 |
DG
9
Davidson & Garrard
Lynchburg,
Virginia
| $8K | +$4.53K | +10,000 | New |
|
| 10 |
LTFS
10
Ladenburg Thalmann Financial Services
Miami,
Florida
| $3K | +$1.81K | +4,000 | New |
|
| 11 |
11
Nomura Holdings
Tokyo,
Japan
| $1K | +$362 | +800 | New |
|
| 12 |
U
12
UBS
Zurich,
Switzerland
| – | -$12K | -32,141 | Closed |
|
| 13 |
CS
13
Credit Suisse
Zurich,
Switzerland
| – | -$5K | -12,807 | Closed |
|
| 14 |
14
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| – | -$1K | -3,189 | Closed |
|