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Hartford Multifactor US Equity ETF
ROUS

Name Holding Trade Value Shares
Change 		Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$120M +$17.2M +327,798 +16%
HFM
2
Hartford Funds Management
Pennsylvania
$48.7M -$80.5M -1,534,403 -62%
LPL Financial
3
LPL Financial
California
$26M +$4.6M +87,619 +21%
Morgan Stanley
4
Morgan Stanley
New York
$20.1M +$3.45M +65,752 +20%
Mariner
5
Mariner
Kansas
$10M +$3.03M +57,742 +41%
Raymond James Financial
6
Raymond James Financial
Florida
$9.97M +$10.3M +195,866 New
GRP
7
Global Retirement Partners
California
$9.9M -$370K -7,040 -3%
Bank of America
8
Bank of America
North Carolina
$9.32M -$198K -3,771 -2%
FA
9
Fermata Advisors
California
$7.55M +$3.44M +65,438 +79%
WWM
10
Western Wealth Management
Colorado
$5.58M +$703K +13,397 +14%
UBS Group
11
UBS Group
Switzerland
$5.23M -$392K -7,476 -7%
PAG
12
Private Advisor Group
New Jersey
$4.86M +$4.51M +85,945 +897%
AAS
13
Avantax Advisory Services
Texas
$4.67M +$99K +1,886 +2%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$4.16M -$105K -2,002 -2%
SWP
15
Stratos Wealth Partners
Ohio
$4.14M +$3.17M +60,406 +288%
VCWM
16
Vista Cima Wealth Management
Arizona
$2.93M +$3.03M +57,644 New
CCM
17
Coldstream Capital Management
Washington
$2.84M -$267K -5,089 -8%
BTWM
18
Brass Tax Wealth Management
Ohio
$2.8M -$2.63K -50 -0.1%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$2.52M +$1.13M +21,545 +77%
Wells Fargo
20
Wells Fargo
California
$2.37M +$317K +6,031 +15%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$2.17M +$152K +2,899 +7%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$2.07M +$1.58M +30,187 +290%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.74M +$52.7K +1,003 +3%
GBFP
24
Golden Bell Financial Planning
Georgia
$1.6M +$1.65M +31,477 New
IFG
25
Independent Financial Group
California
$1.44M +$1.49M +28,376 New
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