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Hartford Multifactor US Equity ETF
ROUS

Name Holding Trade Value Shares
Change 		Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$153M +$2.09M +52,255 +1%
HFM
2
Hartford Funds Management
Pennsylvania
$114M -$9.53M -238,102 -8%
AAS
3
Avantax Advisory Services
Texas
$20.6M -$368K -9,201 -2%
Bank of America
4
Bank of America
North Carolina
$9.45M -$554K -13,840 -6%
LPL Financial
5
LPL Financial
California
$8.3M -$1.44M -35,897 -15%
WWMSC
6
Wagner Wealth Management (South Carolina)
South Carolina
$8.21M +$2.82M +70,416 +55%
Morgan Stanley
7
Morgan Stanley
New York
$8M -$6.36M -158,949 -45%
CCM
8
Coldstream Capital Management
Washington
$6.76M -$5.08M -126,881 -44%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$6.37M -$860K -21,476 -12%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$3.77M -$1.35M -33,601 -27%
IFG
11
Independent Financial Group
California
$3.34M +$131K +3,266 +4%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$3.13M +$1.68K +42 +0.1%
UBS Group
13
UBS Group
Switzerland
$2.98M +$152K +3,803 +6%
WWM
14
Western Wealth Management
Colorado
$2.11M +$41.6K +1,038 +2%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$1.83M +$120K +3,001 +7%
Mariner
16
Mariner
Kansas
$1.42M +$34.3K +857 +3%
CAN
17
Cetera Advisor Networks
California
$1.23M -$5.84K -146 -0.5%
Wells Fargo
18
Wells Fargo
California
$1.13M -$235K -5,873 -18%
Osaic Holdings
19
Osaic Holdings
Arizona
$1.04M -$197K -4,932 -16%
RPG
20
Resource Planning Group
Georgia
$913K -$25.5K -637 -3%
FPB
21
First PREMIER Bank
South Dakota
$893K – – –
Citadel Advisors
22
Citadel Advisors
Florida
$847K -$505K -12,614 -38%
MSFS
23
Main Street Financial Solutions
Pennsylvania
$796K +$32.2K +804 +4%
RJA
24
Raymond James & Associates
Florida
$785K +$1.16K +29 +0.2%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$673K -$69.7K -1,741 -10%
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