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RONB

Baron First Principles ETF

Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
1
JP Morgan Chase
New York
$5.12M +$5.53M +230,000 New
FGA
2
Fortis Group Advisors
New Jersey
$2.57M +$2.66M +110,711 New
PS
3
Principal Securities
Iowa
$2.39M +$2.51M +104,488 New
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.84M +$1.94M +80,666 New
CNWM
5
Clay Northam Wealth Management
California
$1.68M +$1.77M +73,618 New
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.57M +$1.65M +68,456 New
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$1.41M +$1.48M +61,672 New
OC
8
Oppenheimer & Co
New York
$1.21M +$1.27M +52,854 New
Stifel Financial
9
Stifel Financial
Missouri
$1.17M +$1.23M +51,060 New
Osaic Holdings
10
Osaic Holdings
Arizona
$990K +$1.04M +43,276 New
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$989K +$1.04M +43,260 New
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$623K +$656K +27,258 New
UBS Group
13
UBS Group
Switzerland
$523K +$545K +22,647 +11,156%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$481K +$507K +21,069 New
Truist Financial
15
Truist Financial
North Carolina
$481K +$507K +21,084 New
PWPS
16
Pinnacle Wealth Planning Services
Ohio
$463K +$487K +20,230 New
KAS
17
Kestra Advisory Services
Texas
$394K +$395K +16,431 +2,054%
CGIM
18
Cannon Global Investment Management
Florida
$357K +$375K +15,600 New
Mariner
19
Mariner
Kansas
$260K +$274K +11,370 New
TVPW
20
Third View Private Wealth
Connecticut
$237K +$249K +10,348 New
PI
21
PFG Investments
New York
$236K +$248K +10,300 New
1W
22
1776 Wealth
Georgia
$233K
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
$229K +$241K +10,000 New
IAIM
24
International Assets Investment Management
Florida
$229K +$241K +10,000 New
DAC
25
Dutch Asset Corp
New York
$224K +$236K +9,803 New