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RONB

Baron First Principles ETF

Name Holding Trade Value Shares
Change
Change in
Stake
DS
1
DRW Securities
Illinois
$29.9M +$29M +1,226,435 New
WAM
2
Weiss Asset Management
Massachusetts
$26.5M +$25.7M +1,087,386 New
UBS Group
3
UBS Group
Switzerland
$6.94M +$6.18M +261,619 +1,145%
LJAC
4
L.J. Altfest & Co
New York
$5.64M +$5.46M +231,295 New
PAG
5
Private Advisor Group
New Jersey
$5.57M +$5.39M +228,264 New
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$4.66M +$2.61M +110,317 +137%
DADC
7
D.A. Davidson & Co
Montana
$3.88M +$3.76M +158,957 New
SA
8
Sanctuary Advisors
Indiana
$3.81M +$3.69M +156,044 New
Osaic Holdings
9
Osaic Holdings
Arizona
$3.54M +$2.41M +101,979 +236%
PS
10
Principal Securities
Iowa
$3.26M +$683K +28,915 +28%
LPL Financial
11
LPL Financial
California
$3.13M +$3.03M +128,391 New
Stifel Financial
12
Stifel Financial
Missouri
$3.01M +$1.71M +72,224 +141%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.34M +$1.76M +74,657 +354%
FGA
14
Fortis Group Advisors
New Jersey
$2.04M -$641K -27,131 -25%
MML Investors Services
15
MML Investors Services
Massachusetts
$2.04M +$1.97M +83,574 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.74M +$67.7K +2,864 +4%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$1.71M +$1.01M +42,754 +157%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$1.7M +$1.64M +69,594 New
AI
19
Atria Investments
North Carolina
$1.68M +$1.63M +68,928 New
OC
20
Oppenheimer & Co
New York
$1.66M +$363K +15,357 +29%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$1.48M +$407K +17,215 +40%
OL
22
one8zero8 LLC
North Carolina
$1.15M +$894K +37,850 +409%
IFG
23
Independent Financial Group
California
$1.04M +$1.01M +42,689 New
HF
24
HRT Financial
New York
$867K +$840K +35,550 New
KAS
25
Kestra Advisory Services
Texas
$830K +$397K +16,787 +97%