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Retail Opportunity Investments Corp.
ROIC

Delisted

ROIC was delisted on the 12th of February, 2025.

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Name Holding Trade Value Shares
Change 		Change in
Stake
NYLIM
226
New York Life Investment Management
New York
– -$440K -29,254 Closed
SCI
227
Stableford Capital II
Arizona
– -$388K -26,001 Closed
GCM
228
Greenland Capital Management
New York
– -$376K -25,000 Closed
DTL
229
Dynamic Technology Lab
Singapore
– -$353K -23,520 Closed
CCIA
230
Campbell & Co Investment Adviser
Maryland
– -$258K -17,135 Closed
American Century Companies
231
American Century Companies
Missouri
– -$206K -13,732 Closed
LPL Financial
232
LPL Financial
California
– -$186K -12,358 Closed
VI
233
Vestcor Inc
New Brunswick, Canada
– -$183K -12,152 Closed
Verition Fund Management
234
Verition Fund Management
Connecticut
– -$174K -11,571 Closed
BNP Paribas Asset Management
235
BNP Paribas Asset Management
France
– -$172K -11,435 Closed
PFO
236
Pathstone Family Office
New Jersey
– -$116K -11,009 Closed
CCM
237
Coldstream Capital Management
Washington
– -$153K -10,184 Closed
Bessemer Group
238
Bessemer Group
New Jersey
– -$150K -10,000 Closed
BCM
239
Brasada Capital Management
Texas
– -$150K -10,000 Closed
SWA
240
Sutton Wealth Advisors
Florida
– -$45.6K -3,035 Closed
IA
241
IFP Advisors
Florida
– -$49K -2,569 Closed
Group One Trading
242
Group One Trading
Illinois
– -$14.2K -945 Closed
BBHC
243
Brown Brothers Harriman & Co
New York
– -$10K -666 Closed
Rockefeller Capital Management
244
Rockefeller Capital Management
New York
– -$4K -331 Closed
NA
245
NewEdge Advisors
Louisiana
– -$3.76K -250 Closed
EWA
246
EverSource Wealth Advisors
Alabama
– -$2.41K -166 Closed
GRP
247
Global Retirement Partners
California
– -$541 -36 Closed
AssetMark Inc
248
AssetMark Inc
California
– -$496 -33 Closed
CWC
249
Carolinas Wealth Consulting
North Carolina
– -$421 -28 Closed
Simplex Trading
250
Simplex Trading
Illinois
– -$363 -25 Closed
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