LPL Financial’s Retail Opportunity Investments Corp. ROIC Stock Holding History

LPL Financial’s Portfolio ROIC Stock Details ROIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-12,358	Closed	-$186K	–	4605
2022 Q4	$186K	Sell	12,358 -1,680	-12%	-$24.6K	﹤0.01%	4014
2022 Q3	$193K	Sell	14,038 -583	-4%	-$9.62K	﹤0.01%	3951
2022 Q2	$231K	Buy	14,621 +644	+5%	+$11.5K	﹤0.01%	3835
2022 Q1	$271K	Buy	13,977 +3,902	+39%	+$72.8K	﹤0.01%	3641
2021 Q4	$197K	Sell	10,075 -28	-0.3%	-$515	﹤0.01%	3987
2021 Q3	$176K	Buy	+10,103	New	+$178K	﹤0.01%	4027
2016 Q2	–	Sell	-19,302	Closed	-$382K	–	3017
2016 Q1	$382K	Sell	19,302 -1,120	-5%	-$20.7K	﹤0.01%	2350
2015 Q4	$365K	Sell	20,422 -26,801	-57%	-$478K	﹤0.01%	2393
2015 Q3	$801K	Sell	47,223 -14,748	-24%	-$244K	﹤0.01%	1413
2015 Q2	$990K	Sell	61,971 -1,252	-2%	-$20.9K	0.01%	1373
2015 Q1	$1.15M	Sell	63,223 -1,315	-2%	-$23.1K	0.01%	1259
2014 Q4	$1.08M	Buy	64,538 +622	+1%	+$10K	0.01%	1249
2014 Q3	$941K	Sell	63,916 -1,304	-2%	-$20.4K	0.01%	1311
2014 Q2	$1.03M	Buy	65,220 +1,852	+3%	+$29K	0.01%	1301
2014 Q1	$947K	Buy	63,368 +2,248	+4%	+$32.8K	0.01%	1302
2013 Q4	$900K	Buy	61,120 +5,003	+9%	+$72.6K	0.01%	1302
2013 Q3	$785K	Buy	56,117 +1,918	+4%	+$26.1K	0.01%	1338
2013 Q2	$753K	Buy	+54,199	New	+$782K	0.01%	1295

Other funds holding ROIC

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $61.5B AUM 30.7% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Jennison Associates New York $145B AUM 34.61% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return

LIMS

Lasalle Investment Management Securities Baltimore, Maryland $2.53B AUM 2.06% 1-Year Est. Return

LPL Financial's ROIC Position: Q1 2023 in Review

LPL Financial sold out of Retail Opportunity Investments Corp. (ROIC) in Q1 2023, closing a stake of 12,358 shares — an estimated $186K sold.

LPL Financial first reported a position in ROIC in Q2 2013 and held it in 18 quarters. The position peaked at $1.15M in Q1 2015. 217 funds tracked by Wall St. Rank hold ROIC as of Q1 2023.

LPL Financial reported no remaining Retail Opportunity Investments Corp. position as of Q1 2023 after selling out during the quarter.
LPL Financial sold 12,358 Retail Opportunity Investments Corp. shares in Q1 2023, an estimated $186K.
LPL Financial first reported a position in Retail Opportunity Investments Corp. in Q2 2013 and held it in 18 quarters.
LPL Financial's Retail Opportunity Investments Corp. position peaked at $1.15M in Q1 2015.
217 funds tracked by Wall St. Rank held Retail Opportunity Investments Corp. as of Q1 2023.

Based on LPL Financial's 13F filing for Q1 2023, filed 10 May 2023.