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ROIC

Retail Opportunity Investments Corp.

Delisted

ROIC was delisted on the 12th of February, 2025.

213 hedge funds and large institutions have $1.5B invested in Retail Opportunity Investments Corp. in 2020 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 78 increasing their positions, 76 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more call options, than puts

Call options by funds: $6.02M | Put options by funds: $4.56M

32% more capital invested

Capital invested by funds: $1.13B → $1.5B (+$363M)

32% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 19

2% more funds holding

Funds holding: 208213 (+5)

3% more repeat investments, than reductions

Existing positions increased: 78 | Existing positions reduced: 76

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
213
Holders Change
+5
Holders Change %
+2.4%
% of All Funds
3.77%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
25
Increased
78
Reduced
76
Closed
19
Calls
$6.02M
Puts
$4.56M
Net Calls
+$1.47M
Net Calls Change
+$2.09M
Name Holding Trade Value Shares
Change
Change in
Stake
SWA
176
Sutton Wealth Advisors
Florida
$13.7K +$12.5K +1,023 New
Lazard Asset Management
177
Lazard Asset Management
New York
$12K -$3.81K -311 -25%
LC
178
Lindbrook Capital
California
$11K -$575 -47 -6%
Fifth Third Bancorp
179
Fifth Third Bancorp
Ohio
$11K +$8.26K +675 +540%
VCG
180
Vantage Consulting Group
Virginia
$9K +$8.57K +700 New
PA
181
Parallel Advisors
California
$8K -$465 -38 -6%
QCG
182
Quadrant Capital Group
Ohio
$8K +$2.09K +171 +41%
PFBT
183
Parkside Financial Bank & Trust
Missouri
$6K +$1.28K +105 +33%
PWPS
184
Pinnacle Wealth Planning Services
Ohio
$6K +$6.07K +496 New
FHA
185
First Horizon Advisors
Tennessee
$5K
IA
186
IFP Advisors
Florida
$5K
FPS
187
Fieldpoint Private Securities
Connecticut
$5K +$4.41K +360 New
AWA
188
Arkadios Wealth Advisors
Georgia
$4K -$13.8K -1,130 -78%
TFO
189
Tarbox Family Office
California
$4K -$233 -19 -6%
APC
190
Aspire Private Capital
North Carolina
$4K
Rockefeller Capital Management
191
Rockefeller Capital Management
New York
$3K -$242K -19,731 -99%
BCA
192
Berman Capital Advisors
Georgia
$3K
CFN
193
Cordasco Financial Network
Florida
$3K
EW
194
Evoke Wealth
California
$3K
PCG
195
Private Capital Group
Connecticut
$3K
YAL
196
Your Advocates Ltd
Texas
$3K
PHK
197
Point72 Hong Kong
Hong Kong
$3K +$3.15K +257 New
HWM
198
HighMark Wealth Management
Minnesota
$2K
TPCW
199
TD Private Client Wealth
New York
$1.13K
AIG
200
American International Group
New York
$1.05K -$23.8K -1,942 -2%

ROIC Hedge Fund Activity: Q4 2020 in Review

213 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Retail Opportunity Investments Corp. (ROIC) for Q4 2020, worth a combined $1.5B — up 32% from $1.13B a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new ROIC positions and 19 closed out — a net gain of 6 holders — while 78 added to existing stakes and 76 trimmed.

The largest buyer was APG Asset Management US, adding an estimated $42.2M. The largest seller was Adelante Capital Management, cutting an estimated $24.3M.

  • 213 institutional investors held Retail Opportunity Investments Corp. (ROIC) as of Q4 2020, up from 208 in Q3 2020.
  • Funds reported $1.5B of Retail Opportunity Investments Corp. stock for Q4 2020, up 32% quarter-over-quarter.
  • 25 funds opened new Retail Opportunity Investments Corp. positions in Q4 2020 and 19 closed out, a net change of +6 holders.
  • The largest Retail Opportunity Investments Corp. buyer in Q4 2020 was APG Asset Management US, an estimated $42.2M added.
  • The largest Retail Opportunity Investments Corp. seller in Q4 2020 was Adelante Capital Management, an estimated $24.3M sold.

Based on aggregated 13F filings for Q4 2020.