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ROIC

Retail Opportunity Investments Corp.

Delisted

ROIC was delisted on the 12th of February, 2025.

152 hedge funds and large institutions have $939M invested in Retail Opportunity Investments Corp. in 2014 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 61 increasing their positions, 51 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,263% more call options, than puts

Call options by funds: $5.56M | Put options by funds: $408K

20% more repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 51

2% more capital invested

Capital invested by funds: $917M → $939M (+$22.2M)

3% less funds holding

Funds holding: 157152 (-5)

20% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 20

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
152
Holders Change
-5
Holders Change %
-3.18%
% of All Funds
4.39%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
16
Increased
61
Reduced
51
Closed
20
Calls
$5.56M
Puts
$408K
Net Calls
+$5.16M
Net Calls Change
+$122K
Name Holding Trade Value Shares
Change
Change in
Stake
Nomura Asset Management
101
Nomura Asset Management
Japan
$289K +$14.6K +1,000 +5%
T. Rowe Price Associates
102
T. Rowe Price Associates
Maryland
$284K
GC
103
Globeflex Capital
California
$283K
AAM
104
Aston Asset Management
Illinois
$282K -$55.4K -3,800 -17%
PI
105
Putnam Investments
Massachusetts
$276K -$44K -3,017 -14%
GMIM
106
General Motors Investment Management
New York
$270K -$24.7K -1,695 -9%
Macquarie Group
107
Macquarie Group
Australia
$245K
Thrivent Financial for Lutherans
108
Thrivent Financial for Lutherans
Minnesota
$236K -$5.83K -400 -2%
KBC Group
109
KBC Group
Belgium
$235K -$213K -14,629 -48%
Jane Street
110
Jane Street
New York
$231K +$225K +15,450 New
PP
111
PDT Partners
New York
$226K +$220K +15,123 New
MTB
112
Mizuho Trust & Banking
Japan
$220K -$56.1K -3,850 -21%
Tudor Investment Corp
113
Tudor Investment Corp
Connecticut
$206K -$92.3K -6,332 -32%
ARTA
114
A.R.T. Advisors
New York
$203K +$199K +13,637 New
Citigroup
115
Citigroup
New York
$191K -$252K -17,269 -57%
EMG
116
Ellington Management Group
Connecticut
$187K +$182K +12,500 New
CCM
117
Copeland Capital Management
Pennsylvania
$186K -$40.4K -2,771 -18%
CAN
118
Cetera Advisor Networks
California
$186K
SG Americas Securities
119
SG Americas Securities
New York
$183K -$29.7K -2,034 -14%
GJCM
120
Grand Jean Capital Management
California
$182K -$7.4M -507,659 -98%
SMDAM
121
Sumitomo Mitsui DS Asset Management
Japan
$182K -$45.2K -3,100 -20%
TC
122
TFS Capital
Pennsylvania
$168K +$9.58K +657 +6%
JP Morgan Chase
123
JP Morgan Chase
New York
$158K -$124K -8,509 -44%
AAM
124
Azzad Asset Management
Virginia
$155K -$26K -1,783 -15%
Royal Bank of Canada
125
Royal Bank of Canada
Ontario, Canada
$147K +$29.7K +2,039 +26%

ROIC Hedge Fund Activity: Q1 2014 in Review

152 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Retail Opportunity Investments Corp. (ROIC) for Q1 2014, worth a combined $939M — up 2.4% from $917M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of ROIC and 16 opened new positions — a net loss of 4 holders — while 51 trimmed existing stakes and 61 added.

The largest buyer was Bank of New York Mellon, adding an estimated $8.83M. The largest seller was Janus Henderson Group, cutting an estimated $12.2M.

  • 152 institutional investors held Retail Opportunity Investments Corp. (ROIC) as of Q1 2014, down from 157 in Q4 2013.
  • Funds reported $939M of Retail Opportunity Investments Corp. stock for Q1 2014, up 2.4% quarter-over-quarter.
  • 16 funds opened new Retail Opportunity Investments Corp. positions in Q1 2014 and 20 closed out, a net change of -4 holders.
  • The largest Retail Opportunity Investments Corp. buyer in Q1 2014 was Bank of New York Mellon, an estimated $8.83M added.
  • The largest Retail Opportunity Investments Corp. seller in Q1 2014 was Janus Henderson Group, an estimated $12.2M sold.

Based on aggregated 13F filings for Q1 2014.