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ROIC

Retail Opportunity Investments Corp.
ROIC

Delisted

ROIC was delisted on the 12th of February, 2025.

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153 hedge funds and large institutions have $811M invested in Retail Opportunity Investments Corp. in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 78 increasing their positions, 39 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

553% more call options, than puts

Call options by funds: $5.21M | Put options by funds: $797K

100% more repeat investments, than reductions

Existing positions increased: 78 | Existing positions reduced: 39

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

1% more funds holding

Funds holding: 151 → 153 (+2)

0% more capital invested

Capital invested by funds: $808M → $811M (+$3.44M)

Holders
153
Holders Change
+2
Holders Change %
+1.32%
% of All Funds
4.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
78
Reduced
39
Closed
8
Calls
$5.21M
Puts
$797K
Net Calls
+$4.41M
Net Calls Change
-$579K

Top Buyers

1
Vanguard Group
Vanguard Group
Pennsylvania
+$13.2M
2
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$9.97M
3
Bank of New York Mellon
Bank of New York Mellon
New York
+$6.04M
4
BFA
BlackRock Fund Advisors
California
+$4.29M
5
UOC
UBS O'Connor
Illinois
+$3.89M

Top Sellers

1
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$17.1M
2
WMSA
Weiss Multi-Strategy Advisers
New York
-$9.73M
3
MSA
Mason Street Advisors
Wisconsin
-$4.68M
4
AQR Capital Management
AQR Capital Management
Connecticut
-$3.99M
5
Lazard Asset Management
Lazard Asset Management
New York
-$3.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
DPIM
26
Duff & Phelps Investment Management
Illinois
$5.09M -$25.8K -1,900 -0.5%
Lazard Asset Management
27
Lazard Asset Management
New York
$5.02M -$3.9M -286,770 -44%
KCM
28
Kennedy Capital Management
Missouri
$4.7M -$3.41M -250,709 -42%
DC
29
Davenport & Co
Virginia
$4.67M +$394K +28,954 +9%
BHTS
30
Bar Harbor Trust Services
Maine
$4.47M +$191K +14,025 +5%
Geode Capital Management
31
Geode Capital Management
Massachusetts
$4.44M +$449K +33,024 +11%
TCIM
32
TIAA CREF Investment Management
New York
$4.38M -$18.6K -1,371 -0.4%
Natixis Advisors
33
Natixis Advisors
Massachusetts
$4.2M -$212K -15,587 -5%
HSS
34
Harrison Street Securities
Illinois
$4.03M +$523K +38,500 +15%
FIM
35
Friedberg Investment Management
Texas
$3.96M +$135K +9,898 +4%
MAA
36
Managed Account Advisors
New Jersey
$3.69M +$6.31K +464 +0.2%
STC
37
SEI Trust Company
Pennsylvania
$3.67M +$5.19K +382 +0.1%
LFFS
38
La Francaise Forum Securities
Connecticut
$3.5M -$352K -25,920 -9%
SO
39
STRS Ohio
Ohio
$3.49M +$1.05M +77,213 +44%
BIM
40
BlackRock Investment Management
Delaware
$3.43M +$248K +18,209 +8%
Deutsche Bank
41
Deutsche Bank
Germany
$3.41M +$2.07M +152,601 +161%
DCM
42
Dupont Capital Management
Delaware
$3.24M +$3.19M +234,448 New
Asset Management One
43
Asset Management One
Japan
$3.16M +$263K +19,328 +9%
Renaissance Technologies
44
Renaissance Technologies
New York
$2.92M -$893K -65,700 -24%
TIAAOA
45
Teachers Insurance & Annuity Association of America
New York
$2.47M +$127K +9,340 +6%
MFAM
46
Motley Fool Asset Management
Virginia
$2.37M +$272K +20,000 +13%
Wellington Management Group
47
Wellington Management Group
Massachusetts
$2.35M +$2.31M +170,189 New
Charles Schwab
48
Charles Schwab
California
$2.34M +$294K +21,589 +15%
WBC
49
Westpac Banking Corp
Australia
$2.24M +$55.7K +4,100 +3%
SONJCPFE
50
State of New Jersey Common Pension Fund E
New Jersey
$2.07M +$136K +10,000 +7%
1
2
3 4 5

ROIC Hedge Fund Activity: Q3 2013 in Review

153 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Retail Opportunity Investments Corp. (ROIC) for Q3 2013, worth a combined $811M — up 0.43% from $808M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new ROIC positions and 8 closed out — a net gain of 3 holders — while 78 added to existing stakes and 39 trimmed.

The largest buyer was Vanguard Group, adding an estimated $13.2M. The largest seller was Acadian Asset Management, cutting an estimated $17.1M.

  • 153 institutional investors held Retail Opportunity Investments Corp. (ROIC) as of Q3 2013, up from 151 in Q2 2013.
  • Funds reported $811M of Retail Opportunity Investments Corp. stock for Q3 2013, up 0.43% quarter-over-quarter.
  • 11 funds opened new Retail Opportunity Investments Corp. positions in Q3 2013 and 8 closed out, a net change of +3 holders.
  • The largest Retail Opportunity Investments Corp. buyer in Q3 2013 was Vanguard Group, an estimated $13.2M added.
  • The largest Retail Opportunity Investments Corp. seller in Q3 2013 was Acadian Asset Management, an estimated $17.1M sold.

Based on aggregated 13F filings for Q3 2013.